For more than 50 years, SIFMA’s C&L Annual Seminar has brought together compliance and legal professionals to learn, collaborate, and strengthen the integrity of our industry.
Explore highlights from the week, watch select mainstage sessions on demand, and mark your calendar—the 2027 SIFMA C&L Annual Seminar will be held March 14–17 at the Marriott Marquis San Diego Marina.
Registration opens this fall.
We're thrilled to welcome Zack Kass to the SIFMA C&L Annual Seminar stage. Zack is one of the world’s foremost authorities on applied AI, transforming the technology's immense power into business strategies and applications that expand human potential.
With 16 years in AI, including time as Head of Go-To-Market at OpenAI, Zack has worked with organizations like Coca-Cola, Morgan Stanley, and Samsung to unlock the transformative potential of AI for people, business and government. His work focuses on converting AI’s profound possibilities into real, positive impact that expands human potential.
Each year, the SIFMA C&L Society presents The Alfred J. Rauschman Award to a professional who has demonstrated significant contributions the compliance and legal communities.
We are thrilled to announce that Richard Ketchum is the recipient of our 2026 Award!
Our sponsors and exhibitors showcase products and services designed for compliance and legal professionals.
Explore sponsorship opportunities and contact Scott Kramer at 212.313.1119 to learn more.
SIFMA’s Compliance & Legal Society is the leading forum for compliance and legal professionals working in the financial services industry. With a rich 50+ year history, it provides a unique opportunity for industry leaders and regulators to come together to share information and collaborate with the goal of ensuring our capital markets are the most fair, transparent and ethical in the world.
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