Program - 2027 SIFMA C&L Annual Seminar

PROGRAM

Substantive discussions. Practical takeaways.

Go deeper on the issues that matter. The C&L program is built by the industry, for the industry—bringing together regulators, executives and practitioners to examine the issues that matter now and those coming into view.

GO BEYOND THE HEADLINE

Across mainstage conversations, focused breakout sessions and small-group discussions, the 2027 program will explore the legal, regulatory, compliance, technology and market developments transforming financial services.

The program is developed by C&L Society members and industry leaders who understand firsthand the challenges firms are navigating.

Program announcements are coming soon: Be the first to know when new sessions and speakers are announced.

THE EXPERIENCE

Mainstage

Hear directly from senior regulators, industry executives and thought leaders in conversations focused on the forces shaping financial services.

70+ Breakout Sessions

Go deeper with 60-minute sessions designed for substantive discussion and practical takeaways.

CLE

Earn Continuing Legal Education credit through eligible breakout sessions in multiple states.

Lunch & Learns

Join intimate sessions with leading firms and providers for focused discussion and actionable insight.

Networking

Continue the conversation through receptions, meals, the Exhibit Hall and dedicated opportunities to connect with peers.

PROGRAM TRACKS

Build your agenda around what matters to you.

Banking [BKG]

Legal, regulatory and supervisory issues affecting banking organizations.

Litigation, Enforcement & Arbitration [LIT]

Enforcement trends, litigation risk, investigations, legal developments, and dispute resolution.

Capital Markets [CPM]

Market structure, trading, capital formation, products and regulation.

Retail & Private Client [RPC]

Issues affecting wealth management, brokerage, and investors.

Compliance [CPL]

Compliance programs, supervision, examinations, risk and emerging practices.

Technology [TECH]

AI, cybersecurity, communications, data, digital assets and emerging technologies.

Ethics [ETHICS]

Professional responsibility and the ethical issues facing legal and compliance practitioners.

PROGRAM

Four days in San Diego.

Here's what's scheduled for the event.

PROGRAM LEADERSHIP

Built by the industry, for the industry.

The C&L Annual Seminar is shaped by compliance and legal leaders from across financial services, bringing firsthand experience and perspective to the issues addressed throughout the program.

SIFMA C&L Society President