SPEAKERS
Hear from the leaders shaping what’s next.
The C&L Annual Seminar brings together senior regulators, industry executives and leading legal and compliance professionals for substantive conversations on the issues affecting financial services.
FEATURED SPEAKERS
On the C&L mainstage.
Hear directly from leaders across regulation, enforcement and the industry.
Robert Cook
President and Chief Executive Officer
FINRA
Jamie McDonald
U.S. Attorney
Southern District of New York
Rich Steinmeier
Chief Executive Officer
LPL Financial
David Woodcock
Director, Division of Enforcement
U.S. Securities and Exchange Commission
GENERAL COUNSEL PERSPECTIVES
Leadership from inside the industry.
Hear how senior general counsels are navigating the legal, regulatory and business issues facing their firms—and the practical considerations shaping their approach.
Stephanie Avakian
Barclays
Dan Gallagher
Robinhood
Eric Grossman
Morgan Stanley
PAST SPEAKERS
Leaders who have taken the C&L stage.