Name: SIFMA & EY Forum: Broker-Dealer Symposium
Start: 2024-06-20T14:00:00-04:00
End: 2024-06-20T19:00:00-04:00
Location: 395 Ninth Avenue

Thursday

,

June

20

,

2024

2:00 P.M.

-

7:00 P.M.

EDT

SIFMA & EY Forum: Broker-Dealer Symposium

Please join SIFMA & EY for the 2024 Broker-Dealer Symposium

On June 20th, SIFMA and EY will co-host a forum bringing together executives from across the broker-dealer community to discuss and explore key industry trends and challenges. We will cover issues broker-dealers are facing, discuss how to stay ahead of the changing market environment, and feature focused breakouts tailored to specific topics.

Breakout Sessions Include:

- AI in Post Trade Operations

- Finance, Accounting and Reporting

- Trade and Transaction Reporting

- US Treasury Clearing

Speakers

Lisa Bleier

Managing Director and Associate General Counsel, Head - Wealth Management, Retirement and State Government Relations, SIFMA

Melanie nussdorf

Senior Counsel, Steptoe LLP

Jason p. Kelly

Associate General Counsel

Edward Jones

Co-Chair, ERISA/Retirement & Savings Committee, SIFMA

Lee Thoresen

Senior Counsel, RBC Wealth Management

Co-Chair, ERISA/Retirement and Savings Committee, SIFMA

Speakers

Lisa Bleier

SIFMA

Timothy D. Hauser

U.S. Department of Labor

Melanie Nussdorf

Steptoe LLP

Erin K. Cho

Mayer Brown

Elizabeth Dyer

Cleary Gottlieb

Lindsay B. Jackson

Morgan Lewis

David Kaleda

Groom Law Group

Jason P. Kelly

Edward Jones

Steven W. Rabitz

Dechert LLP

Jeremie Rondeau

Sia Partners

Lee Thoresen

RBC Wealth Management

Agenda

All times in Eastern Time and subject to change.

2:00 P.M. - 2:50 P.M.

Welcome Remarks

2:50 P.M. - 3:00 P.M.

Networking Break

3:00 P.m. - 3:50 p.m.

Breakout Session 1: Choose from two of the following

AI in Post Trade Operations

Finance, Accounting, and Reporting
Trade and Transaction Reporting
US Treasury Clearing

3:50 P.M. - 4:00 p.m.

Networking Break

4:00 P.M. - 4:50 P.M.

Breakout Session 2: Choose from two of the following

AI in Post Trade Operations

Finance, Accounting, and Reporting
Trade and Transaction Reporting
US Treasury Clearing

4:50 P.M. - 5:00 P.M.

Closing Remarks

5:00 P.M. - 7:00 P.M.

Networking Reception

EY

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Useful Information

Registration Questions

This event is open to SIFMA’s full member firms and clients of EY. Questions? Please contact SIFMA Membership.

Health & Safety

We closely follow guidelines from the CDC as well as state and local officials.

Accessibility

It is a priority to make our briefings inclusive and accessible for all. For questions or requests, contact SIFMA Membership.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Substitutions

Substitutions are welcome. Please contact SIFMA Membership to arrange.

Cancelations

Plans change? Please contact SIFMA Membership to cancel your registration.

Related Resources

01

SIFMA SmartBrief

A daily snapshot of all the news that matters to the capital markets. Weekly editions for Asset Management, Wealth Management, and Operations & Technology also available.

sign up

02

Capital Markets Fact Book

The SIFMA Capital Markets Fact Book is an annual reference containing comprehensive data on the capital markets, investor participation, savings and investment, and securities industry.

Download

03

2024 Capital Markets Outlook

This report contains our insights into the markets, the industry’s viewpoints on critical policy issues, and several helpful resources, all guided with one thing at top of mind – our clients.

Explore

See you soon.

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