12pm - 1pm

How to Build Schedule Blocks

C. Doe

2016 Mobile Ad Summit

PRIVATE CLIENT

CONFERENCE

April 
6
 – 
8
, 
2022
RSVPs Closed
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04

Resource Title

Explore why the most dynamic leaders are building strategies for agile event marketing with a focus on scaling in-person and virtual events that are fast, flexible, and hyper-effective at driving meaningful connections.

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List Item

Clear your calendar - It's going down! Bedford V2 kicks off on April 20th, and you're invited to take part in the festivities.

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Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose. This is going to be epic!


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Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

 

Ken Cella

Principal, Client Strategies Group, Edward Jones

Vice-Chair, SIFMA Board of Directors

 

Michael Durbin

President, Fidelity Institutional, Fidelity

Chair, Private Client Wealth Management Subcommittee, SIFMA Board of Directors


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Andy Sieg

President, Merrill Lynch Wealth Management


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Christine Falvey, Head of Practice Management, Fidelity Personal Investing

Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company


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Christine Falvey, Head of Practice Management, Fidelity Personal Investing

Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company


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Christine Falvey, Head of Practice Management, Fidelity Personal Investing

Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company


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Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company


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Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company

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Private Client

CONFERENCE

Conference

Social Media Toolkit

May 3-5, 2023 | Fort Lauderdale, FL

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February 24, 2022

San Francisco • Virtual

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The #SIFMAPCWM Social Media Toolkit

SIFMA’s 48th Annual Operations Conference & Exhibition | October 4-7, 2021

phrases and notes


Navigating and Exploring a New/Post-Pandemic World

build and nurture relationships with clients

critical part of building relationships, not replacing them

the latest studies and research

 the latest tips and trends

successful digital marketing and social media strategies

the way we engage and our accelerated adoption of digital

Were so excited to have you join us at the 2022 SIFMA Private Client Conference!

Follow SIFMA on Twitter and LinkedIn and help us spread the word with this social media toolkit, complete with resources, sample posts and tips. Whether you are a speaker, attendee or partner, use this information to connect with colleagues and maximize your presence at #SIFMAPCWM.

CDC, state and local guidelines will be followed on-site. Check back in June for details of the protocols we're putting in place - which we'll continue to review and update - as well as information on the program format.

Interested in discovering more? Explore key takeaways in our post-event synopsis, The Future of Operations Starts Now.

We look forward to seeing you and collaborating in person. Virtual option also available.

Share Your Participation in #SIFMAPCWM

SIFMA’s 48th Annual Operations Conference & Exhibition | October 4-7, 2021

phrases and notes


Navigating and Exploring a New/Post-Pandemic World

build and nurture relationships with clients

critical part of building relationships, not replacing them

the latest studies and research

 the latest tips and trends

successful digital marketing and social media strategies

the way we engage and our accelerated adoption of digital

We're so excited to have you join us at the 2023 SIFMA Private Client Conference!

Follow SIFMA on Twitter and LinkedIn and spread the word about your participation with this social media toolkit, complete with resources, sample posts and tips. Whether you are a speaker, attendee or partner, use this information to connect with colleagues and maximize your presence at #SIFMAPCWM.

CDC, state and local guidelines will be followed on-site. Check back in June for details of the protocols we're putting in place - which we'll continue to review and update - as well as information on the program format.

Interested in discovering more? Explore key takeaways in our post-event synopsis, The Future of Operations Starts Now.

We look forward to seeing you and collaborating in person. Virtual option also available.

Download Graphics for LinkedIn

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I just registered for SIFMA's Private Client Conference! More information here: https://events.sifma.org/private-client-conference #SIFMAPCWM

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The countdown is on for SIFMA's Private Client Conference! I can’t wait to be back live and in-person with the leaders of the wealth management industry. Register today to join me there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at SIFMA's 2022 Private Client Conference: https://events.sifma.org/private-client-conference #SIFMAPCWM

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Counting down to #SIFMAPCWM! Can’t wait to be in Florida from April 6-8 with this impressive group. Register today to join me there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at #SIFMAPCWM: https://events.sifma.org/private-client-conference 

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I just registered for SIFMA's Private Client Conference! More information here: https://events.sifma.org/private-client-conference #SIFMAPCWM

Register now for #SIFMAPCWM - I'll be there! https://events.sifma.org/private-client-conference

The countdown is on for SIFMA's Private Client Conference! I can’t wait to be back with the leaders of the wealth management industry. Register today to join me there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at SIFMA's 2023 Private Client Conference: https://events.sifma.org/private-client-conference #SIFMAPCWM

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I just registered for #SIFMAPCWM! More information here: https://events.sifma.org/private-client-conference 

Register now for SIFMA's Private Client Conference - I'll be there! https://events.sifma.org/private-client-conference #SIFMAPCWM

Counting down to #SIFMAPCWM! Can’t wait to be in Florida from May 3-5! Register today to join me there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at #SIFMAPCWM: https://events.sifma.org/private-client-conference 

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I'm excited to be part of the #SIFMAPCWM program! More information here: https://events.sifma.org/private-client-conference 

Register now for @SIFMA's 2023 Private Client Conference - I'll be there! #SIFMAPCWM https://events.sifma.org/private-client-conference

The countdown is on for SIFMA's Private Client Conference! This event brings together executives from across private wealth management in a dynamic forum designed to explore the future of wealth management. Register today to join me there: https://events.sifma.org/private-client-conference

I'm honored to be part of an esteemed panel discussion at SIFMA's Private Client Conference. Register today to be part of the discussion #PCWM: https://events.sifma.org/private-client-conference

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Have you checked out the program for #SIFMAPCWM? Look for my session! More information here: https://events.sifma.org/private-client-conference 

I'm excited to be part of #SIFMAPCWM! Join me and the rest of this amazing speaker lineup: https://events.sifma.org/private-client-conference 

Counting down to #SIFMAPCWM! Can’t wait to be in Florida from May 3-5 with this impressive group. Register today to join me there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at #SIFMAPCWM: https://events.sifma.org/private-client-conference 

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LinkedIn

We're excited to support @SIFMA's 2023 Private Client Conference! More information here: https://events.sifma.org/private-client-conference #SIFMAPCWM

We're getting ready for #SIFMAPCWM in Florida! Excited to support this event that brings together executives from across private wealth management in a dynamic forum designed to explore the future of wealth management. Learn more here: https://events.sifma.org/private-client-conference

The countdown is on for SIFMA's Private Client Conference! I can’t wait to be back with the leaders of the wealth management industry. Register today to join us there. https://events.sifma.org/private-client-conference

Explore the future of wealth management and financial advice at @SIFMA's 2023 Private Client Conference. Our firm will be there - will you?: https://events.sifma.org/private-client-conference #SIFMAPCWM

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Excited to support #SIFMAPCWM! More information here: https://events.sifma.org/private-client-conference 

Can't wait to be at #SIFMAPCWM! Find out more about this year's event here: https://events.sifma.org/private-client-conference

Counting down to #SIFMAPCWM! Can’t wait to be in Florida from May 3-5 with this impressive group. Join us there: https://events.sifma.org/private-client-conference

Join us at this year's Private Client Conference, hosted by @SIFMA, to explore the future of wealth management. More information here: https://events.sifma.org/private-client-conference

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Featured Speakers

Michael Alexander

President, Wealth Management and Global Managed Services

Broadridge

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Andy Sieg

President

Merrill Lynch Wealth Management

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Jackie VanderBrug

Managing Director, Head of Sustainable & Impact Investment Strategy

Bank of America

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Fireside Chats

Ken Cella

Principal, Client Strategies Group

Edward Jones

Target Tween specializes in trend forecasting and marketing strategies for the tween and teen demographics.

Michael Durbin

President, Fidelity Institutional

Fidelity

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Jamie Price

President & CEO

Advisor Group

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And Special Guest

Jonah Berger

Associate Professor of Marketing

The Wharton School

University of Pennsylvania

Target Tween specializes in trend forecasting and marketing strategies for the tween and teen demographics.

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Why Attend

For more than more than 40 years, SIFMA's Private Client Conference has drawn executives from across the wealth management industry who have positioned their firms for success.

Past participants include business leaders from Ameriprise, Baird, Charles Schwab, D.A. Davidson, Edward Jones, Fidelity, LPL Financial, Morgan Stanley, Primerica, Raymond James, Stifel, UBS, Wedbush Securities, Wells Fargo Advisors and more.

Hear from Industry Leaders

Leaders in wealth management share their visions to enhance client service, advice and trust to help investors achieve their financial goals. Take back strategic ideas to implement into your business.

Gain Expert Insights

Gain expert insight into top industry challenges, including succession planning, advisor recruitment, retirement trends and senior investor protection, the impact of technology and the diverse and changing needs of clients.

Network with Colleagues

Join senior delegates from across the wealth management spectrum – including global, regional and small firms – as they discuss innovative approaches to effective strategies, leadership, management and client service.

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What I enjoy most are the discussion topics and interactions with business leaders.

Past Participant

Program

All times in Eastern Time (ET) and subject to change.

Wednesday,
April 6, 2022
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Thursday,
April 7, 2022
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Friday,
April 8, 2022
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5:30 p.m. - 7:00 p.m.


Welcome Reception

Sponsor goes here

The panel will focus on SPAC litigation trends and highlight the following topics:

• SEC commentary and enforcement activity
• The applicability (or not) of the PSLRA statutory safe-harbor to the de-SPAC
• Current state of case law
• Best practices to reduce litigation exposures


Moderator: Kenneth E. Bentsen, Jr., President and CEO, SIFMA

Speakers

• Kenneth E. Bentsen, Jr., President and CEO, SIFMA

• Kenneth E. Bentsen, Jr., President and CEO, SIFMA

 • Kenneth E. Bentsen, Jr., President and CEO, SIFMA

8:00 a.m. - 8:10 a.m.


Opening Remarks


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Moderator: Name, Title

Speaker

John Maurello

Managing Director, Private Client Services, SIFMA

8:10 a.m. - 8:55 a.m.


Panel Discussion: Priorities for Private Wealth Management

Explore the foremost issues and initiatives before the private client and wealth management industry in this discussion with leaders from SIFMA’s Board of Directors.

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moderator

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

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Speakers

Ken Cella

Principal, Client Strategies Group, Edward Jones

Vice-Chair, SIFMA Board of Directors

 

Michael Durbin

President, Fidelity Institutional, Fidelity

Chair, Private Client Wealth Management Subcommittee, SIFMA Board of Directors

8:55 a.m. - 9:15 a.m.


Featured Speaker: Andy Sieg, Merrill Lynch Wealth Management

Description goes here


Speaker

Andy Sieg

President, Merrill Lynch Wealth Management

9:15 a.m. - 10:00 a.m.


Panel Discussion: Diversity, Equity, and Inclusion in Private Wealth Management

This panel of Private Wealth Management business leaders will discuss their approaches, challenges, and successes with addressing the myriad of issues in the diversity, equity. and inclusion space, such as recruitment and mentoring of diverse financial advisors, expanding recruitment sources to achieve diversity, inclusion in the work environment, onramps for the return of individuals who have taken time away from the profession, and enhancing the quality of financial advice given to clients of differing backgrounds and financial goals.

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Moderator

Jennie Jacoby, Managing Director, Federal Government Affairs & Associate General Counsel, SIFMA

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panelists

Lindsay Hans, Division Executive, Northeast Division, Merrill Lynch

Melinda Hightower, Managing Director, Head of Multicultural Strategic Client Segments, UBS

Rudy Rodriguez, Vice President, Diversity and Inclusion, Ameriprise Financial Services, Inc.

10:00 a.m. - 10:20 a.m.


Networking Break





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Speakers

Lindsay Hans, Division Executive, Northeast Division, Merrill Lynch

Melinda Hightower, Managing Director, Head of Multicultural Strategic Client Segments, UBS

Rudy Rodriguez, Vice President, Diversity and Inclusion, Ameriprise Financial Services, Inc.

10:20 a.m. - 10:45 a.m.


Featured Speaker: Jackie VanderBrug, Bank of America

Description goes here

The Moment Is Now: Acquisition and Growth through Sustainable Investing

Speaker

Jackie VanderBrug

Managing Director, Head of Sustainable and Impact Investment Strategy, Bank of America

10:45 a.m. - 11:30 a.m.


Panel Discussion: The Next Generation of Financial Advisors

There are challenges but also opportunities to attract new and diverse talent to the financial advisor role. Find out how to demonstrate to candidates the critical value of providing financial advice and learn the skills and tools that are critical for success.

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Moderator

Randy Bradshaw, Principal, Branch Team Performance, Edward Jones

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PANELISTS

Jennifer Johnson, Vice President, Advisor Business Development Programs, Ameriprise Financial

Ray Martinez, President and Co-Founder, EVERFI

Heather Rosales, Vice President, Senior Manager, Field Training & Development, RBC

11:45 a.m. - 1:00 p.m.


Lunch with Featured Speaker: Jonah Berger, The Wharton School

Sponsored by Dow Jones Newswires and Hearsay Systems


Enjoy lunch with colleagues and discuss insights from our featured luncheon speaker, Jonah Berger. Jonah is a professor at the Wharton School of the University of Pennsylvania, an internationally bestselling author, and a world-renowned expert on change, word of mouth, viral marketing, social influence, and how products, ideas, and behaviors catch on.

 

Everyone has something they want to change. Employees want to change their boss’ mind and leaders want to transform organizations. Salespeople want to win clients and marketers want to change consumer behavior.  Politicians want to change countries, startups want to revolutionize industries, and nonprofits want to change the world. But change is hard. We push and push, but often nothing happens. Could there be a better way? This talk introduces a revolutionary approach to change. Successful change isn’t about pushing harder or exerting more energy. It’s about removing barriers. Overcoming resistance by reducing friction and lowering the hurdles to action.  Discover the five hidden factors that impede change, and how by mitigating them, you can change anything.

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Speaker

Jonah Berger

Associate Professor of Marketing, The Wharton School, University of Pennsylvania

1:15 p.m. – 2:00 p.m.


Panel Discussion: The Regulatory Landscape

Explore the regulatory environment, including the outlook for policy and implementation, in this discussion with regulators and compliance and legal executives.

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Moderator

Ira D. Hammerman, Executive Vice President and General Counsel, SIFMA

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PANELISTS

Susan Axelrod, Chief Supervisory Officer, Merrill Lynch

Yvette Panetta, Vice President, Member Supervision, FINRA

David Sparks, Senior Vice President and General Counsel, Private Client Group, Raymond James

Bill Simpson, Compliance Principal, Hearsay Systems

Anne Tennant, Managing Director, General Counsel, Morgan Stanley Wealth Management

5:30 p.m. - 7:00 p.m.


Networking Reception


Intro body copy text description goes here.


Moderator: Name, Title

Speaker

John Maurello, Managing Director, Private Client Services, SIFMA

7:55 a.m. - 8:00 a.m.


Welcome


Intro body copy text description goes here.


Moderator: Name, Title

Speaker

John Maurello

Managing Director, Private Client Services, SIFMA

8:00 a.m. - 8:25 a.m.


Fireside Chat: Jamie Price, Advisor Group

Join this one-on-one conversation about growth strategies, rising client expectations and investing strategically for the future.


Moderator

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA


Speaker

Jamie Price

President & CEO, Advisor Group

8:25 a.m. - 9:15 a.m.


Panel Discussion: Key Lessons for Financial Advisors

What did financial advisors learn during the pandemic that can be applied going forward to enhance service and accelerate growth?

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moderator

Steven M. Samuels, Managing Director, Head of Advisor Recognition and Field Engagement, Merrill Lynch

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PANELISTS

Christina Anderson, CFP®, CWS, Vice President, Fidelity

Don d'Adesky, Managing Director, Investments, Fixed Income Capital Markets, Raymond James

Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch

Nancy Osmond Popovich, Managing Director, Portfolio Manager, Baird

Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company

9:15 a.m. - 9:35 a.m.


Featured Speaker: Michael Alexander, Broadridge

Description goes here


Moderator

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

Transforming the Next Gen Experience: For Wealth Firms, Advisors and Investors

Speaker

Michael Alexander

President, Wealth Management and Global Business Process Outsourcing, Broadridge

9:35 a.m. - 9:55 a.m.


Networking Break

Sponsor goes here

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Moderator

Jennifer Bang, Managing Director, Federal Government Affairs, SIFMA

Intro body copy text description goes here.

Speakers

Lindsay Hans, Division Executive, Northeast Division, Merrill Lynch

Melinda Hightower, Managing Director, Head of Multicultural Strategic Client Segments, UBS

Rudy Rodriguez, Vice President, Diversity and Inclusion, Ameriprise Financial Services, Inc.

9:55 a.m. – 10:40 a.m.


Panel Discussion: Technology for the Future

What will technology platforms look like to enhance Private Wealth Management and Financial Advisor interactions with clients?

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moderator

Ryan Robson, Principal, Digital Product Management, Edward Jones

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PANELISTS

Ryan Burwell, Director of Private Wealth Management Tech Strategy and Best Practices, Baird

Peter Chagalis, Director of Wealth Workflow, Refinitiv

Carmen Gary, Senior Vice President, Chief of Staff, D.A. Davidson & Co.

Bharat Sawhney, Partner, Wealth & Asset Management, Sia Partners

Robin Stoner, Managing Director, Head of Digital Adoption, Merrill Lynch

10:40 a.m. - 11:25 a.m.


Panel Discussion: The Branch Office of the Future

What will the future branch office look like given lessons learned during the pandemic related to both financial advisors and client behavior, and to recent leaps forward in technology and connectivity?

Intro body copy text description goes here.

moderator

Paul Santucci, Head of Field Development & Productivity, UBS

Intro body copy text description goes here.

PANELISTS

Stephanie Condra, Sales, Strategy and Programs, BMO

Linda Erickson, Head of Branch Infrastructure, Fidelity Investments

Christopher Mone, Executive Vice President, Head of Wealth Management, Wedbush Securities

Tom Sagissor, President, RBC Wealth Management - US, RBC

Thomas M. Walrond, Senior Vice President and Eastern Division Director, Raymond James & Associates

11:25 a.m. - 12:00 p.m.


Panel Discussion: The Legislative Update

The panel will address the latest legislative news covering retirement legislation – from SECURE 2.0 to IRA investment limitations, independent contractor proposals – including the PRO Act, and any fiduciary activity involving members of Congress.

Intro body copy text description goes here.

moderator

Lisa Bleier, Managing Director and Associate General Counsel, SIFMA

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PANELISTS

Jesse Hill, Principal, Government and Regulatory Relations, Edward Jones

Elizabeth Varley, Vice President - Federal Government Affairs, Ameriprise

12:00 p.m.


Conference Adjourns


Intro body copy text description goes here.

moderator

Lisa Bleier, Managing Director and Associate General Counsel, SIFMA

Intro body copy text description goes here.

Speakers

To be announced

Venue

SIFMA has reserved a block of hotel rooms for Conference registrants at the
JW Marriott Turnberry.

 

Rates are $284 per night plus taxes and fees;
book by March 25 to receive the Conference rate.

Book a Room
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Register

SIFMA Member Rate

$1,195 by February 25, 2022
$1,295 after February 25, 2022

Non-Member Rate

$1,695 by February 25, 2022

$1,795 after February 25, 2022

Regulator Rate

$695


Plan ahead! Pre-registration is required to participate.

Register
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Add to Calendar
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Registration Cancellation Policy 

Risk-free registration is available until February 28. Up until that date, you may cancel your registration, for any reason and with no penalty. Any cancellations received after that date will receive a refund minus a $200 processing fee. To receive a refund, a cancellation must be submitted by the stated cancellation deadline via an email to SIFMA Conferences.


No refunds will be granted for requests received after March 7. Refunds will not be given for no-shows. Conference registration substitutions are welcome.

Useful Information

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

Registration Questions

Contact MaryAnn Battista. Please remember that pre-registration is required to participate.


Media Registration

For media registration and our press policy, please contact Emily Reinus.

COVID-19 Requirements

Registration for in-person attendance at SIFMA events requires proof that registrants are fully vaccinated against COVID-19. Ongoing participation in this event is subject to SIFMA's COVID-19 Safety Acknowledgment.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Health & Safety

We closely follow guidelines from the CDC as well as state and local officials. FAQs on our protocols will be made available for on-site attendees. 

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Sponsors

Our sponsors specialize in products and services for wealth management professionals.

Ops 2021 features an on-site Exhibit Hall, as well as a virtual option, for attendees to connect with sponsors and exhibitors. Explore live thought leadership sessions presented by our sponsoring organizations and packed with need-to-know information.

For sponsorship inquiries, please explore available offerings in our prospectus and contact Scott Kramer at 212.313.1119.

View Prospectus
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SPONSORS & EXHIBIT HALL

 For sponsorship inquiries, please contact Diana Serri at 212.313.1258.

Diamond sponsors

platinum sponsors

Gold

SILVER

PLATINUM sponsors

platinum sponsors

silver sponsors

SILVER sponsors

Program

Our program features keynote addresses by industry and regulatory leaders, lively panel discussions, case studies and more. Past speakers have included leading names in technology and social media - including Google, Facebook, Twitter and LinkedIn - plus FINRA, the FBI, industry practitioners and more.

2020 Program
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Program

9:00 - 9:05 a.m.

Welcome

 John Maurello - Managing Director, SIFMA

9:05 - 9:25 a.m.

Opening Remarks

Kevin Darlington - [NEED TITLE], Broadridge

11:00 – 12:00 PM

Exploring the Emergence of Digital Collaboration in Wealth Management

John Gruszcyzyk - Technical Product Manager, Microsoft Teams


Moderated by:

Mike White - Chief Marketing Office and Director of Strategic Development, Raymond James

 

10:15 - 10:30 a.m.

Break


10:30 - 10:50 a.m.

Featured Speaker

To be announced

10:50 - 12:00 p.m.

Compliance Questions and Opportunities


12:00 – 1:00 PM

Networking Lunch

1:00 - 1:05 PM

Welcome Back

Melissa MacGregor - SIFMA

4:00 – 5:30 PM

Rooftop Cocktails


12pm - 1pm

How to Build Schedule Blocks

C. Doe

12pm - 1pm

How to Build Schedule Blocks

C. Doe

12pm - 1pm

How to Build Schedule Blocks

C. Doe

12pm - 1pm

How to Build Schedule Blocks

C. Doe

12pm - 1pm

How to Build Schedule Blocks

C. Doe

PROGRAM 

Please stay tuned for additional details and speaker announcements for this year's program.

 

View past programs from 2020 and 2019.


Program At-A-Glance

Monday, Oct 4

9:00 a.m. – 9:05 a.m.

Opening Remarks

9:05 a.m. – 9:35 a.m.

Featured Speaker: Kevin Darlington, Vice President and General Manager, Broadridge

9:35 a.m. – 10:25 a.m.

Panel Discussion: Exploring the Emergence of Digital Collaboration in Wealth Management

Monday, Oct 4

10:25 a.m. – 10:40 a.m.

Networking Break

10:40 a.m. – 11:50 a.m.

Panel Discussion: Compliance Questions & Opportunities

11:50 a.m. – 1:00 p.m.

Networking Lunch

1:00 p.m. – 1:05 p.m.

Welcome Back

1:05 p.m. – 1:25 p.m.

Featured Speaker: Eric Savitz - Associate Editor, Technology, Barron’s

1:25 p.m. – 2:15 p.m.

Financial Advisors Panel Discussion: Successful Social Media and Digital Marketing Strategies Used During the Pandemic – and for the Future

2:15 p.m. – 2:35 p.m.

Featured Speaker: Owen Donley - Chief Counsel, Office of Investor Education and Advocacy, U.S. Securities and Exchange Commission

2:35 p.m. – 2:50 p.m.

Networking Break

2:50 p.m. – 3:30 p.m.

Panel Discussion: Fintech and Artificial Intelligence in Private Wealth Management

3:30 p.m. – 4:15 p.m.

Panel Discussion: RegTech Solutions for Supervision

4:15 p.m. – 5:00 p.m.

Panel Discussion: Helping Financial Advisors Drive Meaningful Connections with Clients and Prospects using Social and Digital Media

Monday, Oct 4

All times in PT. Times are subject to change.

VIEW PROGRAM
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Credits

This event will be eligible for continuing education credits.

Please stay tuned for details.

This event will be eligible for [#] CAMS credit hours.

Partial credit is not available – individuals must attend all live programming in order to receive CAMS credits. Credits are not available for on demand content.

This program will be eligible for up to [#] CPE credits.

Field of Study: [ ]
Program Level: [ ]
Delivery Method: [ ]
Advance Preparation: [ ] 


CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.


Registrants seeking credit are responsible for complying with all applicable CPE requirements, rules and regulations of state boards of accountancy, as well as those of membership associations and other professional organizations.

National Registry of CPE

SIFMA is the voice of the nation's securities industry. 
We advocate for effective and efficient capital markets.

About Us
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The definitive guide of products and services for the securities industry.

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A daily snapshot of all the news that matters to the capital markets.

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For in-person attendees,
Ops 2021 will be held at Fontainebleau Miami

See you soon.

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FEATURED SPEAKERS

Kevin Darlington

Title, Firm

Zen is a pioneer in the field of mobile advertising. 3DAYS is the 5th company that has achieved a Fortune 500 ranking under his guidance.

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With a decade of leadership experience at 3DAYS, Welsh oversees sales, operations, growth initiatives and strategic alliances.

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Chen is founder and CEO of AdTank, a digital advertising think tank that partners with brands to unlock consumer markets through marketing.

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Title, Firm

Target Tween specializes in trend forecasting and marketing strategies for the tween and teen demographics.

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Title, Firm

As VP of Digital Media at Clicker, Bello crafts innovative and creative solutions for the digital space, specializing in minority consumers.

First Last

Title, Firm

Sands heads up a world-class team of 120, and leads digital capability and integration for a suite of 50+ corporate clients.

First Last

Title, Firm

Nguyen covers mobile news and trends for Ad Market Magazine. Her work has also appeared in The New York Times, and Wired.com.

First Last

Title, Firm

Mobile Arts conducts quantitative and qualitative research on mobile habits, market trends, and user needs across the globe.

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