Exploring Japan's Economy and Securities Market

SIFMA’s 48th Annual Operations Conference & Exhibition | October 4-7, 2021

The bi-annual Japan Securities Summit is co-hosted by the Japan Securities Dealers Association (JSDA), Japan Exchange Group, Inc. (JPX) and SIFMA.

On March 3, high profile speakers from the Japanese market and government as well as experts from the United States gathered in New York City to discuss the outlook and prospects for the Japanese economy and securities market.

This was a unique opportunity for US institutional investors and other market professionals interested in cross-border issues between the U.S. and Japan.

Watch the video message from Prime Minister Shigeru Ishiba and read highlights from the Summit in the post, "Promoting Deeper Cross-Border Investment Between the US and Japan".

Please note: Registration closed December 9, 2021, at 9:30 a.m. ET.

If you have any questions, contact Meghan Brook.

As a follow-up to the FMS Education Day: Net Capital (15c3-1) and Customer Protection (15c3-3) Fundamentals held this past spring, SIFMA's Financial Management Society (SIFMA FMS) will host a deeper dive into these two key SEC Rules this winter.

On Thursday, December 9, from 12:00 - 3:00 p.m. ET, we will examine in greater detail the daily activities and responsibilities of the securities industry professional related to complying with Rules 15c3-1 and 15c3-3.

This half-day program will also provide the latest updates on critical rule requirements, interpretations, and regulatory expectations. Attendees will be eligible for up to 3 CPE Credits.

Main stage discussions include:

• Artificial Intelligence
• Operational Risk
• Accelerated Settlement Cycle
• Consolidated Audit Trail (CAT)
• Industry Modernization Efforts
• Central Bank Digital Currencies (CBDC)
• Cybersecurity and more

Artificial Intelligence

Industry Modernization Efforts

Operational Risk

Future of Financial Services Workforce

Accelerated Settlement Cycle

Central Bank Digital Currencies (CBDC)

Consolidated Audit Trail (CAT)

Cybersecurity and more

CDC, state and local guidelines will be followed on-site. Check back in June for details of the protocols we're putting in place - which we'll continue to review and update - as well as information on the program format.

You may also be interested in the FMS Regional Conference, June 15-17 in Chicago, IL.

We look forward to seeing you and collaborating in person. Virtual option also available.

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