Moderator:
Stephen (Chip) Verrone, Managing Director, EY
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Panelists:
Amy Emens, Partner, PwC
Moshe Engelsohn, CFO, Americas, Webull Financial
Jason Gould, Director, Regulatory Policy, Barclays
Chris Johnson, Partner, CroweÂ
Moderator:
Peter Ryan, Head of International Capital Markets and Strategic Initiatives, SIFMA
Speaker:
Richard Gabbert, Chief of Staff, Crypto Task Force; Senior Advisor to the Chairman, SEC
Moderator:
Keith Wenk, Director of Regulatory & External Reporting, Accounting Policy, and Risk, Edward Jones
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Panelists:
Michael Colombino, Chief Financial Officer, Muriel Seibert & Co.
Colleen Hickey, Group Chief Financial Officer, Jump Trading
Jessica McIntosh, Senior Vice President, Chief Financial Officer, US Bank
Fred Schrick, Chief Financial Officer, Stifel
Aubrey Thacker, Chief Accounting Officer, Charles Schwab
Moderator:
Jeffrey Dykstra, Principal, Advisory - Financial Services, Risk, Regulatory & Compliance, KPMG
Panelists:
Rod Adams, Principal, PwC
Matt Billings, Vice President, Brokerage and President, Robinhood Financial & Robinhood Securities
Arthy Kumar, Principal, Workiva
Jason Mcclain, Managing Director, Deloitte
Speakers:
Heidi Learner, Managing Director, Head of Research, SIFMA
Carter McDowell, Managing Director, Associate General Counsel, SIFMA
Moderator:
Kenneth E. Bentsen, Jr., President and Chief Executive Officer, SIFMA
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Speaker:
Jon Cherry, Former President, Northern Trust Securities, Inc.; SIFMA Advisory Council
Speaker:
Keith Wenk, Director of Regulatory & External Reporting, Accounting Policy, and Risk, Edward Jones
Speaker:
Nicholas Bohnsack, President and Head of Portfolio Strategy, Strategas Securities
This panel includes key representatives from regulatory agencies that write, interpret, supervise, and examine the financial regulatory reporting requirements which apply to banks, securities firms, futures commission merchants, and SEC and CFTC registered swap dealers. The format for this session is a Q&A: bring your questions to this dynamic discussion.
Moderator:
Michael P. Jamroz, Retired Partner, Senior Advisor Under Contract, Deloitte
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Panelists:
Kris Dailey, Vice President, Member Supervision, FINRA
Raymond Lombardo, Assistant Director, SEC
Thomas J. Smith, Deputy Director, Division of Swap Dealer and Intermediary Oversight, CFTC
Dale Spoljaric, CPA, CFE, Vice President, Capital & Exams, National Futures Association
Speaker:
Michael P. Jamroz, Retired Partner, Senior Advisor Under Contract, Deloitte
