In April, the U.S. Department of Labor released its final "Retirement Security Rule." Join wealth management, compliance and operations professionals from across the industry for a hands-on workshop on its implementation.
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You will leave with a deeper understanding of how your organization can achieve implementation of the final rule before its effective date on September 23, 2024. This workshop is open to SIFMA members only; the registration fee is $49.
-Â Â A Conversation with DOL:Â The Deputy Assistant for Program Operations will discuss the definition of fiduciary
-  Deep Dives: Our expert panelists will explain considerations for implementing changes to the definition of fiduciary as well as PTE 2020-02
CAPITALROCK: RIGHTBRIDGE + PLAN DATA FOR A COMPLIANT ROLLOVER PROCESS
CapitalROCK, the creators of RightBRIDGE, provides financial services firms with a powerful and configurable rules engine to determine and document the suitability or best interest status of proposed rollovers, account types, and products. Many of the country’s largest Independent, Bank, and Insurance broker-dealers rely on RightBRIDGE systems to help them meet their compliance and documentation obligations for regulations like Reg BI, Reg 187, and the DOL’s Retirement Security Rule.
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Senior Vice President
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Please join EY to discuss a high-level approach of how firms' can perform a focused impact assessment across key activities in the value chain in a data/AI enabled manner.
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Risk and Regulatory Compliance Leader
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Life & Annuities, Strategy and Transformation Leader
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Retirement, Strategy and Transformation Leader
FIDUCIARY DECISIONS: COMPLIANCE FOR YOU. EASE-OF-USE FOR ADVISORS. THE RIGHT THING FOR INVESTORS.
Founded in 2008, Fiduciary Decisions (FDI) is the recognized leader for independent, comprehensive, and actionable decision support systems for the retirement industry. With a history of helping firms meet their fiduciary obligations, FDI has been providing rollover recommendation compliance services since 2018. FDI's Rollover Decision Support System (RDSS) options to comply with rollover recommendations include both a Full-Service SaaS solution and an Alternative Data subscription.
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Chief Revenue Officer
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SIA PARTNERS: IMPLICATIONS OF THE RULE AND IMPLEMENTATION CONSIDERATIONS
Please join Sia Partners to discuss the implications of the rule along with operational and technology impacts. In addition, we will discuss how artificial intelligence (AI) can be used to assist with the implementation of the rule. Sia Partners is a next-generation management consulting firm and pioneer of Consulting 4.0. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients.
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Partner, Wealth & Asset Management
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Managing Director, Wealth & Asset Management
Managing Director, Data & Artificial Intelligence
Participation is open to SIFMA members only. Pre-registration is required and closes one hour prior to the start of the event.
This briefing will be hosted on the Zoom Events platform. View instructions on joining and participating in Zoom Events.
It is a priority to make our briefings inclusive and accessible for all. For questions or requests, contact SIFMA Conferences.
Group discounts are available for 5+ registrants. Please contact us to register.
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