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Our VP of Product Marketing, Ingrid Wantuch, kicks off the event with a welcome message.


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Diversity & Inclusion Leadership Summit

Wednesday
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June 
16
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Thursday
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June 
17

June 16–17, 2021  |  Virtual

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Diversity & Inclusion Leadership Summit

Wednesday
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June 
16
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Thursday
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June 
17

June 16–17, 2021  |  Virtual

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Diversity & Inclusion Leadership Summit

Diversity & Inclusion

Leadership Summit

Wednesday
, 
June 
16
 — 
Thursday
, 
June 
17

June 11-12, 2024 | New York Law School

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June 11–12, 2024  |  New York Law School

2024 D&I LEADERSHIP SUMMIT 

SIFMA hosted the Diversity & Inclusion Leadership Summit from June 11-12, 2024, bringing together business executives from every facet of the capital markets to broadly understand how diversity and inclusion shapes today's workforce and plays an imperative role in how we serve our clients. 

  

We heard from industry executives, regulators, communications leaders, AI experts, and diversity practitioners as they discussed best practices and innovative solutions to the toughest challenges that are having a real impact on the industry and the communities we serve.


Read the Top 5 Takeaways from our enlightening conversations and view the full photo album on Flickr.

 

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FEATURED SPEAKERS

Laura Peters Chepucavage

Managing Director, Head of Global Short Rates Sales and Trading

Bank of America Merrill Lynch

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Robert Cook

President and CEO
FINRA

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Pamela Gibbs

Director, Office of Minority and Women Inclusion (OMWI)

U.S. Securities and Exchange Commission

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Gary Hall

Partner and Head of Investment Banking

Siebert William Shank & Co., LLC

Descriptive text about the speaker goes here.

Lisa Kidd Hunt

Executive Vice President, International Services

Charles Schwab & Co., Inc.

Descriptive text about the speaker goes here.

Penny Pennington

Managing Partner

Edward Jones

Descriptive text about the speaker goes here.

Thomas Pluta

Global Head of Linear Rates Trading

JP Morgan Chase & Co.

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Peter Schneider

President, Primerica, Inc.

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Suzanne Shank

Chairwoman & CEO, Co-Founder

Siebert Cisneros Shank & Co., L.L.C.

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Ellen Zentner

Managing Director, Chief U.S. Economist

Morgan Stanley

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MORE SPEAKERS
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WHY ATTEND

Diversity & Inclusion is an imperative function in every aspect of the capital markets. With cross-cutting material that applies to every business leader, this Summit is built for professionals of all levels who seek to foster diversity and inclusion. Join us to learn how you can bring best practices into your organization and support a culture of inclusion.

Hear from Industry Leaders

Hear from industry executives, regulators, policymakers, and diversity practitioners. Take back strategic ideas to implement into your business. 

 


Gain Expert Insights

Engage in conversations while exploring the cost of inequality, the importance of allies, new regulatory focus and more! 

 



 

Network with Colleagues

Network with peers and colleagues from every sector of the industry who are tackling the same questions and generating new ideas in their institutions.

 

"

The speakers were very informative regarding their experiences, successes and more importantly challenges.

--

I enjoyed the honest discussions from all presenters and questions from audience.

— SIFMA D&I Leadership Summit 2022 Participants

PROGRAM

Program subject to change. All times are in ET.

 

Tuesday,
June 11, 2024
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Wednesday,
June 12, 2024
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12:00 p.m. – 4:45 p.m.


Registration Desk Hours & Sponsor Pavilion Open 



Title

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12:00 p.m. – 1:00 p.m.


Welcome Refreshments



Title

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1:00 p.m. – 1:05 p.m.


Opening Remarks

Speakers

Erika Whyte, VP, Director of Diversity, Equity, and Inclusion, Janney Montgomery Scott 


Title

Speakers

Name, Title

1:05 p.m. – 1:45 p.m.

 


How AI is Transforming D&I

During this panel, industry leaders will discuss the impact of artificial intelligence on diversity & inclusion in the financial markets industry, and its importance to the workforce.

Speakers

Avi Gesser, Co-Chair of Data Strategy and Security Group, Debevoise & Plimpton

Janie Mines, SVP, Inclusion & Innovation, Academy Securities Investments 



Samuel A. Ramirez, Jr., Samuel A. Ramirez & Company, Inc.

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Moderator

Keisha Bell, Managing Director, Head of Talent Management and Diversity, Equity & Inclusion, DTCC

Mark Steffensen, HSBC


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Speakers

Lisa Kidd Hunt, Charles Schwab & Co., Inc.

1:45 p.m. – 2:35 p.m.


Industry Leader Perspectives: Driving Diversity, Equity and Inclusion for Impact

The SIFMA Board of Directors established a Committee on Diversity & Inclusion to highlight the overarching importance DE&I is to SIFMA and its members. A diverse and inclusive workforce drives innovation and benefits clients. During this panel, our Board D&I Committee members will discuss the how they are navigating the current DE&I landscape, the importance of building diverse teams, share the strategies their firms utilize to recruit diverse talent, as well as share how their firms encourage diverse employees’ professional growth. 

SpeakerS

Lisa Kidd Hunt, Managing Director, Head of International Services, Charles Schwab & Co., Inc.

Samuel A. Ramirez Jr., President & CEO, Ramirez Asset Management, Senior Managing Director, Samuel A. Ramirez & Company, Inc.
Kashif Zafar, Head of the Global Markets Division for the Americas, Credit Agricole


Moderator

Kenneth E. Bentsen, Jr., President and CEO, SIFMA


Title

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Speakers

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2:35 p.m. – 2:50 p.m.


Networking Break

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Speakers

Name, Title


Title

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Speakers

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2:50 p.m. - 3:30 p.m.


Behind the Press Release: How Communications Leaders Navigate D&I Crisis Communications

As current events shape D&I conversations, organizations have to decide how and when to respond. In this panel, hear from leading communications experts on how firms are addressing current social and political changes, both internally and externally, and lending their voices to building a constructive public dialogue. 

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SpeakerS

Jordan Bickerton, Partner, Brunswick Group

Darius Johnson, Managing Director, FTI Consulting 

Matt McDonald, President, Penta 


Moderator

Cheryl Crispen, Executive Vice President, Communications & Marketing, SIFMA


Title

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Speakers

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Speakers

Name, Title

3:30 p.m. – 4:15 p.m.


Building the Talent Recruitment Pipeline

Panel experts delve into the importance of diversity and inclusion in cultivating the leaders of tomorrow. Our panel will discuss strategies for identifying and nurturing early talent from underrepresented groups and offer actionable insights and success stories. This session promises to show how cultivating diversity at the entry level can fuel innovation, drive business growth, and shape a more inclusive future.

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Speakers

Troy Duffie, Director, Financial Markets, Milken Institute

Katia Paz Goldfarb, Ph.D., Associate Provost for Hispanic Initiatives and International Programs, Montclair State University

Jo-ann Rolle, Ph.D., Dean, Medgar Evans College, City University of New York

Joseph Wells, Director, Masters Programs, Earl Graves School of Business & Management, Morgan State University




MODERATOR

Amanda Scipione, Head of Global Diversity and Inclusion, Fidelity Investments


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Mrs Robinson
Wishes you a wonderful day
Mrs Robinson
Wishes you a wonderful day

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Speaker

Name, Title

Name, Title

Speaker

Vanessa Okwuraiwe, Edward Jones

Janie L. Mines, Academy Securities

4:15 p.m. – 5:00 p.m.


The Legal Environment: Impacts on D&I in Business and Education

Join industry leaders for an in-depth discussion on the legal frameworks surrounding Diversity and Inclusion, including the landmark Supreme Court ruling in SFFA v. Harvard. This panel will explore how these frameworks shape policies and practices in the financial services industry, while highlighting the strategies that many organizations are using to navigate these new legal landscapes effectively.


SpeakerS

Jacqueline LiCalzi, Managing Director, Global Head of Regulatory Relations, Morgan Stanley

Jean MacInnes, Managing Director, Head of Americas Diversity, Equity and Inclusion, Mizuho Securities

Liza Velasquez, Partner, Litigation Department, Chair, Employment Law, Paul, Weiss, Rifkind, Wharton & Garrison LLP


MODERATOR

Saima Ahmed, Executive Vice President and General Counsel, SIFMA

Join industry leaders for an in-depth discussion on the legal frameworks surrounding Diversity and Inclusion, including the landmark Supreme Court ruling in SFFA v. Harvard. This panel will explore how these frameworks shape policies and practices in the financial services industry, while highlighting the strategies that many organizations are using to navigate these new legal landscapes effectively.

Saima Ahmed, Executive Vice President and General Counsel, SIFMA


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5:00 p.m. - 5:05 p.m.


Closing Remarks

Mercer, a consulting firm which helps clients advance the health, wealth and careers of their people, will share Internal Labor Market (ILM) maps showing the workforce dynamics in the industry by gender and race/ethnicity, projections of how the representation of women and people of color in the industry can be expected to change over the next decade, and actions the industry can undertake to improve diversity outcomes.

Pedro Suriel, SVP, Diversity & Inclusion, Raymond James

Speaker

Cheryl Crispen, SIFMA

Speakers


Title

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Speakers

Speakers

Name, Title

5:00 p.m. – 6:00 p.m.


Networking Reception

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Title

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8:00 a.m. – 12:00 p.m.


Registration Desk Hours & Sponsor Pavilion Open

Speaker

Name, Title


Title

Speaker

Name, Title

8:00 a.m. – 9:00 a.m.


Networking Breakfast

Description:


Title

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8:55 a.m. – 9:00 a.m.


Opening Remarks 

Description:

Pedro Suriel, SVP, Diversity & Inclusion, Raymond James

Speaker

Rudy Rodriguez, Ameriprise Financial


Title

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Speakers

Name, Title

9:00 a.m. – 10:00 a.m.


A Conversation with Regulators

Since the creation of the Offices of Minority and Women Inclusion (OMWI) in the Dodd Frank Act, regulators have worked to improve diversity & inclusion both within their respective agencies as well as the entities they regulate. Join us to hear the OMWI directors’ perspectives on their efforts to increase transparency in the industry and the progress that has been made. 

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SpeakerS

Nathaniel H. Benjamin, Chief Diversity Officer and Director of the Office of Minority and Women Inclusion (OMWI), Securities and Exchange Commission (SEC)

Tanisha Cole Edmonds, Chief Diversity Officer, U.S. Commodity Futures Trading Commission

Theresa Torres, Chief Diversity, Equity & Inclusion Officer & OMWI Director, Federal Reserve Bank of New York


MODERATOR

Cheryl Crispen, Executive Vice President, Communications & Marketing, SIFMA

Keisha Bell, DTCC


Nomita Chopra Singh, Credit Suisse

James Wallin, AllianceBernstein

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MOderator

Rudy Rodriguez, Ameriprise Financial

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Moderator

Name, Title


Title

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Speakers

Name, Title

Speakers

Tonia Bottoms, BNY Mellon | Pershing

Name, Title

Name, Title

James Wallin, AllianceBernstein

Keisha Bell, DTCC

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Speaker

Name, Title

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SpeakerS

Rudy Rodriguez, Ameriprise Financial

10:00 a.m. – 10:30 a.m.


One-on-One Conversation with FINRA Executive Vice President, Chief Human Resources Officer, Rainia Washington

Since the creation of the Offices of Minority and Women Inclusion (OMWI) in the Dodd Frank Act, regulators have worked to improve diversity & inclusion both within their respective agencies as well as the entities they regulate. Join us to hear the OMWI directors’ perspectives on their efforts to increase transparency in the industry and the progress that has been made.

Intro body copy text description goes here.

Speaker

Rainia L. Washington, Executive Vice President, Chief Human Resources Officer

Tanisha Cole Edmonds, CFTC

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Moderator

Kenneth E. Bentsen, Jr., President and CEO, SIFMA


Title

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Speakers

Name, Title

Name, Title

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Speaker

Name, Title

10:30 a.m. – 10:45 a.m.


Networking Break 

10:45 a.m. – 11:25 a.m.


Data Driven: The Financial Services Workforce by the Numbers

Mercer, a consulting firm which helps clients advance the health, wealth and careers of their people, will share Internal Labor Market (ILM) maps showing the workforce dynamics in the industry by gender and race/ethnicity, projections of how the representation of women and people of color in the industry can be expected to change over the next decade, and actions the industry can undertake to improve diversity outcomes.

Intro body copy text description goes here.

Speaker

Ishita Sengupta, PhD, Principal, Workforce Strategy and Analytics, Mercer



Intro body copy text description goes here.

Moderator

Cheryl Crispen, SIFMA


Title

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Speakers

Name, Title

Name, Title

Graeme Trayner, FGS Global

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Speakers

Name, Title


Title

10:50 a.m. – 11:45 a.m.


Industry Leader Perspectives: Driving Diversity, Equity and Inclusion for Impact

The SIFMA Board of Directors established a Committee on Diversity & Inclusion to highlight the overarching importance DE&I is to SIFMA and its members. A diverse and inclusive workforce drives innovation and benefits clients. During this panel, our Board D&I Committee members will discuss the how they are navigating the current DE&I landscape, the importance of building diverse teams, share the strategies their firms utilize to recruit diverse talent, as well as share how their firms encourage diverse employees’ professional growth.

Intro body copy text description goes here.

Speakers

David Chubak, Principal, U.S. Business Unit, Edward Jones

John Taft, Vice Chair, Robert W. Baird & Co. Incorporated

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Moderator

Kenneth E. Bentsen, Jr., President and CEO, SIFMA


Title

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Speakers

Name, Title

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Speaker

Name, Title

11:25 a.m. - 11:55 a.m. 


Fireside Chat with SIFMA Diversity and Inclusion Council Leadership

Description:

Speaker

Pedro Suriel, SVP, Diversity & Inclusion, Raymond James

Erika Whyte, VP, Director of Diversity, Equity, and Inclusion, Janney Montgomery Scott

MOderator

McKinsey & Company

Kenneth E. Bentsen, Jr., President and CEO, SIFMA

Moderator

Name, Title


Title

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Speakers

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Name, Title

Speaker

Susan Reid, Morgan Stanley

Speaker

Name, Title

11:55 a.m. - 12:10 p.m.


Closing Remarks


Erika Whyte, VP, Director of Diversity, Equity, and Inclusion, Janney Montgomery Scott

Speaker

Susan Reid, Morgan Stanley


Title

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Speakers

Name, Title

12:15 p.m. – 12:45 p.m.


TBD: Possible McKinsey or Sponsor Panel 

Description:

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Speaker

Name, Title

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Moderator

Name, Title


Title

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Speakers

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Speaker

Name, Title

PROGRAM TOPICS


2 pm

How Industry Leaders are Shaping Diversity and Inclusion

3 pm

The Cost of Inequity

4 pm

Building the Pipeline: Early Talent Recruitment

5 pm

Data Driven: The Financial Services Workforce by the Numbers

12 pm

How Communications Leaders Navigate D&I Crisis Communications

12 pm

The Current Regulatory Focus 

Video Block #5

Clear your calendar - It's going down! Video Blocks kicks off on May 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose. This is going to be epic!

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Venue

SPONSORS 

Our sponsors specialize in products and services to promote diversity and inclusion in the workplace.

This year’s Summit features a Virtual Exhibit Hall where attendees can meet sponsoring organizations and explore live thought leadership sessions presented via DEI Learning Labs. These 10-minute presentations are hosted by representatives from our sponsors and packed with need-to-know information.

For sponsorship inquiries, please contact Scott Kramer at 212.313.1119.

 

Diamond

Diamond

Platinum 

Gold

Bronze


SIFMA's Strategic Partners

Sponsor Level

For sponsorship inquiries, please contact Diana Serri at 212.313.1258.

Sponsor Level

Useful Information

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

Registration Questions

Contact Anne Farley or conferences@sifma.org.

Media Inquiries

Contact Evan Grogan to register and view our webinar press policy.

Technical Requirements

For detailed information, including technical requirements and FAQs, view our Webinar Tips.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Access Instructions

Webinar access instructions will be sent within 24 hours of the start of the webinar from SIFMA Conferences.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Register

SIFMA Member Rate

$495 by May 15

$595 after May 15

Non-Member Rate

$595 by May 15

$695 after May 15

Regulator

$395

 

Is your firm a SIFMA member? Check our Member Directory.

Plan ahead: pre-registration is required to participate. If you have any issues, please contact conferences@sifma.org.

Register
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Registration Cancellation Policy 
Any cancellations received before Wednesday, May 29, 2024, will receive a refund minus a $100 processing fee. To receive a refund, a cancellation must be submitted by the stated cancellation deadline via email to conferences@sifma.org.


No refunds will be granted for requests received after Wednesday, May 29, 2024. Refunds will not be given for no-shows.

Hotel Reservations

Hotel room reservations are available for Conference attendees through one of our hotel partners. Rooms are subject to availability and offered on a first-come, first-served basis.

Double Tree by Hilton Hotel

8 Stone Street

New York, NY 10004

Corporate ID# 3198962

Book Now
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Residence Inn New York Downtown Manhattan

170 Broadway

New York, NY 10007

Company Code: SIFMA

Book Now
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The Beekman, A Thompson Hotel

123 Nassau Street

New York, NY 10038

Corporate Code: CR190103

Book Now
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Club Quarters

128 East 45th Street, New York NY 10017

40 West 45th Street, New York, NY 10036

140 Washington Avenue, New York, NY 10006

Company Code: SIFMA

Book Now
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Best Western Plus, SOHO

88 Walker Street

New York, NY 10013

Corporate #01887130

Book Now
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Useful Information

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

Registration Questions

Contact Christin Chachula or conferences@sifma.org.

Media Inquiries

Contact Jon Marcus to register and view our press policy.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Health & Safety

We closely follow guidelines from the CDC as well as state and local officials.

 

SIFMA advocates for a diverse and inclusive financial industry.

SIFMA advocates for a diverse and inclusive financial industry.

SIFMA and its members strive to provide firms across the financial services industry with the resources needed to achieve, expand and promote workforce, client, and supplier diversity and inclusion.

Learn more about our Diversity & Inclusion Advisory Council and our six pillars to foster diversity and inclusion at www.sifma.org/diversity.

Metrics and Measurement

Measure and demonstrate progress in the financial services industry, through improved D&I metric reporting and providing more industry transparency. We believe this will also encourage more member firms to participate in future biennial SIFMA D&I Member Surveys.

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

Business Opportunities

Attract diverse clients and diverse suppliers.

Training

Build the cultural competence of leaders, including unconscious bias training.

Metrics and Measurement

Measure and demonstrate progress in the financial services industry, through improved D&I metric reporting and providing more industry transparency. We believe this will also encourage more member firms to participate in future biennial SIFMA D&I Member Surveys.

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

Business Opportunities

Attract diverse clients and diverse suppliers.

Training

Build the cultural competence of leaders, including unconscious bias training.

SIFMA advocates for a diverse and inclusive financial industry. Learn more about our efforts.

SIFMA and its members strive to provide firms across the financial services industry with the resources needed to achieve, expand and promote workforce, client, and supplier diversity and inclusion.

Learn more about our Diversity & Inclusion Advisory Council and our six pillars to foster diversity and inclusion at www.sifma.org/diversity.

1

Metrics and Measurement

Measure and demonstrate progress in the financial services industry, through improved D&I metric reporting and providing more industry transparency. We believe this will also encourage more member firms to participate in future biennial SIFMA D&I Member Surveys.

2

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

3

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

4

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

5

Business Opportunities

Attract diverse clients and diverse suppliers.

6

Training

Build the cultural competence of leaders, including unconscious bias training.

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

Business Opportunities

Attract diverse clients and diverse suppliers.

Training

Build the cultural competence of leaders, including unconscious bias training.

Metrics and Measurement

Measure and demonstrate progress in the financial services industry, through improved D&I metric reporting and providing more industry transparency. We believe this will also encourage more member firms to participate in future biennial SIFMA D&I Member Surveys.

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

Business Opportunities

Attract diverse clients and diverse suppliers.

Training

Build the cultural competence of leaders, including unconscious bias training.

Metrics and Measurement

Measure and demonstrate progress in the financial services industry, through improved D&I metric reporting and providing more industry transparency. We believe this will also encourage more member firms to participate in future biennial SIFMA D&I Member Surveys.

Leadership Development

In addition to recruiting and retention, there also needs to be a focus on Leadership Development to advance more women and people of color into senior roles.

Talent Acquisition

Recruit, nurture and retain a diverse workforce by implementing strategies to cultivate pipelines and expand targeted recruiting efforts.

Outreach and Engagement

Increase financial literacy across schools. Identify diverse rising talent through programs targeting secondary schools and accredited colleges and universities.

Business Opportunities

Attract diverse clients and diverse suppliers.

Training

Build the cultural competence of leaders, including unconscious bias training.

SIFMA advocates for a diverse and inclusive financial industry.

ABOUT SIFMA
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Sources

The definitive guide of products and services for the securities industry.

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SIFMA SmartBrief

A daily snapshot of all the news that matters to the capital markets.

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FEATURED SPEAKERS

Jamila A. Abston

FSO Americas Financial Services Risk Management Partner
Ernst & Young LLP (US)

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Akinyemi T. Akiwowo

Executive Director, Global Litigation

Morgan Stanley

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Phillip P. Anderson

Executive Director, Diversity & Inclusion and CSR Diverse Talent Management & Advancement
DTCC

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Renee Baker

Head of Advisor Inclusion Networks Raymond James

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Keisha Bell

Managing Director, Head of Diverse Talent Management and Advancement DTCC

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Kim Bozzella

Managing Director, Global Leader of Technology Consulting
Protiviti

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Laura Peters Chepucavage

Managing Director, Head of Global Short Rates Sales and Trading

Bank of America Merrill Lynch

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Robert Cook

President and CEO
FINRA

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Janessa Cox-Irvin

Global Head of Diversity & Inclusion Alliance Bernstein

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Pamela Gibbs

Director, Office of Minority and Women Inclusion (OMWI)

U.S. Securities and Exchange Commission

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Gary Hall

Partner and Head of Investment Banking

Siebert William Shank & Co., LLC

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Kristin Hill

Chief Operating Officer for Merrill Lynch Wealth Management  

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Dylana Hopler

Complex Director
Ameriprise Financial, Inc.

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Lisa Kidd Hunt

Executive Vice President, International Services

Charles Schwab & Co., Inc.

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Raymone Jackson

Global Head of Diversity, Equity & Inclusion
T. Rowe Price

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Nyron Latif

Head of Operations Wealth & Investment Management
Wells Fargo & Company

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Gloria W. Lio

Managing Director, Operations
BNY Mellon

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Janie L. Mines

SVP of Inclusion and Innovation Academy Securities

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Steven Morgan

Global Co-Head Markets/Operations /Operations Technology
Citi

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Penny Pennington

Managing Partner

Edward Jones

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Thomas Pluta

Global Head of Linear Rates Trading

JP Morgan Chase & Co.

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Samuel A. Ramirez, Jr.

Sr. Managing  Director, Samuel A. Ramirez & Company, Inc. and President & CEO, Ramirez Asset Management

Nguyen covers mobile news and trends for Ad Market Magazine. Her work has also appeared in The New York Times, and Wired.com.

Rudy Rodriguez

Vice President, Diversity & Inclusion Ameriprise Financial

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Peter Schneider

President, Primerica, Inc.

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Suzanne Shank

Chairwoman & CEO, Co-Founder

Siebert Cisneros Shank & Co., L.L.C.

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Charlene Shimada

Partner
Morgan, Lewis & Bockius

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Marina Shtyrkov

Senior Analyst, Intermediary
Cerulli

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Abim Thomas

Vice President and Associate General Counsel
Fidelity Investments

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Karen Yen

General Counsel, Global Wealth Management
UBS

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Ellen Zentner

Managing Director, Chief U.S. Economist

Morgan Stanley

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