Name: C&L Regional Seminar: Midwest - 2025 PROGRAM
Start: 2025-06-24T13:00:00-04:00
End: 2025-06-24T22:30:00-04:00
Location: Edward Jones Conference Center

Tuesday, June 24, 2025 | 8:00 a.m. – 5:30 p.m. CT

Edward Jones Conference Center

Maryland Heights, MO

join the sifma compliance & legal society in St. louis!

SIFMA's Compliance & Legal Society will gather in St. Louis on Tuesday, June 24, 2025 for our Midwest Regional Seminar.

Join industry-leading compliance & legal professionals at C&L Regional Seminars, where financial services experts connect to share best practices, gain valuable insights, and expand their networks. Stay ahead in the ever-evolving regulatory landscape with exclusive content and meaningful discussions. Find out where we’re headed next!

Program

All times are in CT and subject to change.

8:00 a.m. - 5:30 p.m

Registration Hours

8:00 a.m. - 8:45 a.m

Networking Breakfast

8:45 a.m. - 8:50 a.m.

Welcome Remarks

Dave Sparks, Raymond James

Jessica Hopper, Edward Jones

8:50 a.m. – 9:15 a.m.

One-on-One Conversation with MO Secretary of State, Denny Hoskins

MODERATOR:

Kenneth E. Bentsen Jr., SIFMA

SPEAKER:

Denny Hoskins, MO Secretary of State

9:15 a.m. – 10:15 a.m.

A View From The Top: GC Roundtable

MODERATOR:

Kelly L. Gibson, Morgan Lewis

PANELISTS:

Jackie Beauprez, DA Davidson

Keir Gumbs, Edward Jones

Nicole James Gilchrist, Thrivent

10:15 a.m. – 10:35 a.m.

Networking Break

Sponsored by Gibson Dunn

FEATURED SPEAKER

Name

Title

Organization

Program

As we develop the 2025 program, view the program from 2024 for a sample of speakers and topics discussed.

View Program

CLE Credits

We are seeking CLE credits in Missouri and New York.

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Participants seeking credit will receive CLE certificates within 60 days of the conclusion of the event. Registration fee reduction may be available for qualified registrants; please view our hardship policy to learn more.

REGISTer

SIFMA Member Rate

$425 by Friday, May 23
$525 after Friday, May 23

SIFMA Associate Member

$525 by Friday, May 23

$625 after Friday, May 23

Non-Member Rate

$775 by Friday, May 23
$875 after Friday, May 23

Regulator Rate

$150

Register Now

Add to Calendar

USEFUL INFORMATION

Registration Questions

Please contact the SIFMA C&L Society.

Media Inquiries

This Seminar is closed to members of the media. All comments are off the record and not intended for distribution in any manner.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Cancelations

Cancelations received by June 10 will receive a refund minus a $100 processing fee. Substitutions are welcome. Please contact the SIFMA C&L Society.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact the SIFMA C&L Society.

Health & Safety

We closely follow guidelines from the CDC as well as state and local officials.

“

”

Excellent energy in the room.

— 2024 Regional Seminar Participant

USEFUL INFORMATION

Registration Questions

Please contact SIFMA's C&L Society. Pre-registration is required and closes at 11:00 a.m. ET on Wednesday, January 19.

Access Instructions

Webinar access instructions will be sent from SIFMA's C&L Society.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Media Inquiries

Please contact Emily Reinus to register and for SIFMA's press policy.

Technical Requirements

For detailed information, including technical requirements and FAQs, view our Webinar Tips.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.