Annual Meeting
Monday
, 
October 
24
, 
2022

October 20–21, 2025 • Washington, DC

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Program

Annual Meeting - 2025 Program

ANNUAL MEETING

Annual 

Meeting

The Intersection of Public Policy and Finance

October 20, 2025

The Conrad Washington DC

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Annual Meeting - 2025 Program

Annual 

Meeting

The Intersection of Public Policy and Finance

November 6–7, 2023

Washington, DC

Capital markets drive opportunity, innovation and growth.

As the voice of the U.S. securities industry, SIFMA represents investment banks, wealth managers, broker-dealers, and asset managers in advocating for resilient, effective capital markets that serve corporations, governments, individuals, and more. Together, we are Invested in America.


SIFMA’s Annual Meeting is an invitation-only program that convenes the most influential voices in public policy and finance to address the issues and opportunities shaping the markets, the industry, and the economy.


Mark your calendar! The next SIFMA Annual Meeting will be held from October 19-20. 2026 at the Conrad Washington DC.

Program Topics

Artificial Intelligence in Capital Markets 

The Evolving Regulatory Landscape

The Future of Digital Assets

Understanding the U.S. Economy

Key Trends in Asset Management

And more

Modernization of Finance

The Retail Investor

Diversity, Equity & Inclusion

Prudential & Capital

Sustainable Finance & ESG

Operational Resilience

And more

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Mark your calendar! The 2024 SIFMA Annual Meeting will be held on Monday, October 21 at the Intercontinental New York Barclay in New York City.

Welcome to #SIFMAannual!

SIFMA's 2024 Annual Meeting is a Wrap!

Follow along as we share highlights from conversations at the intersection of public policy and finance.

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2025 Featured Speakers

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Paul Atkins

Chairman 

U.S. Securities and Exchange Commission

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Rep. French Hill

Congressman

Arkansas’s Second Congressional District


Chairman

House Financial Services Committee

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Caroline D. Pham

Acting Chairman

U.S. Commodity Futures Trading Commission

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Laura Chepucavage

Head, Global Financing & Futures, Global Rates & Counterparty Portfolio Management

Bank of America


Chair

SIFMA Board of Directors

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Ronald J. Kruszewski

Chairman and CEO

Stifel


Chair-Elect

SIFMA Board of Directors

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Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

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Joseph V. Amato

President and Chief Investment Officer - Equities

Neuberger Berman

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Scott Anderson, Ph.D.

Chief US Economist and Managing Director

BMO


Co-Chair

SIFMA Economist Roundtable

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Ken Cella

Head of External Affairs

Edward Jones


Chair-Emeritus

SIFMA Board of Directors

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Ethan Dornhelm

Vice President, FICO Scores and Predictive Analytics

FICO

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Timothy C. Gokey

Chief Executive Officer

Broadridge

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Hari Gopalkrishnan

Chief Technology and Information Officer

Bank of America

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Lisa Kidd Hunt

Managing Director, Head of International Services

Charles Schwab


Treasurer

SIFMA Board of Directors

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Scott Lieberman

Principal – Head of Customer Advisory, Financial Services Lead

KPMG US

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Major General (Ret.) James A. “Spider” Marks 

Head of Geopolitical Strategy

Academy Securities

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Stephanie Guild, CFA

Chief Investment Officer

Robinhood

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Lindsey Piegza, Ph.D.

Chief Economist

Stifel


Former Chair

SIFMA Economist Roundtable

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Joseph Seidel

Chief Operating Officer

SIFMA

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Joseph E. Sweeney

President - Advice & Wealth Management, Products and Service Delivery

Ameriprise


Board Member

SIFMA Board of Directors

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Thomas Simons

Chief US Economist

Jefferies


Member

SIFMA Economist Roundtable

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Peter Tchir

Head of Macro Strategy

Academy Securities

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Nicholas van Ness

US Economist
Crédit Agricole CIB


Member

SIFMA Economist Roundtable

2024 Featured Speakers

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Rostin Behnam

Chairman 

U.S. Commodity Futures Trading Commission

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Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

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Jay Bryson

Managing Director, Chief Economist

Wells Fargo

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Ken Cella

Chair

SIFMA Board of Directors


Principal, Head of External Affairs 

Edward Jones

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Laura Chepucavage

Chair-Elect

SIFMA Board of Directors


Head of Global Financing and Futures, Global Rates and Counterparty Portfolio Management

Bank of America

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Charlie Cook

Founder and Contributor

The Cook Political Report

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Larry Fink

Chairman and Chief Executive Officer

BlackRock 

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Joshua Frost

Assistant Secretary for Financial Markets

U.S. Department of the Treasury

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Gary Gensler

Chair

U.S. Securities and Exchange Commission

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Lorie Logan

President and CEO

Federal Reserve Bank of Dallas

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Penny Pennington

Managing Partner

Edward Jones

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Joseph Seidel

Chief Operating Officer

SIFMA

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Mark Zandi

Chief Economist

Moody's Analytics

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Ellen Zentner

Chief Economic Strategist & Global Head of Thematic and Macro Investing, Wealth Management

Morgan Stanley

2023 Featured Speakers

Portrait

Wally Adeyemo

Deputy Secretary of the Treasury

U.S. Department of the Treasury

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Rostin Behnam

Chairman 

U.S. Commodity Futures Trading Commission

Portrait

Gary Gensler

Chair

U.S. Securities and Exchange Commission

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Senator Bill Hagerty

United States Senator (R-TN)

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Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

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Steve Booth

Chairman & CEO

Baird

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John Breaux Sr.

Former US Senator (D-LA)

Principal and Director

Crossroads Strategies

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Ken Cella

Chair-Elect

SIFMA Board of Directors

Principal, Head of External Affairs and Community Engagement

Edward Jones

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Marc Giannoni

Managing Director and Chief US Economist

Barclays

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Peter Hooper

Vice Chair of Research

Deutsche Bank

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Jody Jonsson

Vice Chair

Capital Group

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Ron Kruszewski

Chairman of the Board of Directors and Chief Executive Officer

Stifel Financial Corp.

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Dr. Lindsey Piegza, Ph.D.

Managing Director, Chief Economist

Stifel

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James Reynolds, Jr.

Chair

SIFMA Board of Directors 

Chairman and CEO

Loop Capital Markets, LLC

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Joseph Seidel

Chief Operating Officer

SIFMA

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John Taft

Vice Chair

Baird

2022 Featured Speakers

Portrait

Kenneth E. Bentsen, Jr.

President and CEO

SIFMA

Portrait

Jay Bryson

Managing Director and Chief Economist

Wells Fargo

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Ken Cella

Principal, Branch Development

Edward Jones

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Michael Durbin

President

Fidelity Institutional

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Ken Dychtwald, Ph.D.

Founder/CEO

Age Wave

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Ethan Harris

Head of Global Economics Research

Bank of America

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Dr. Lindsey Piegza, Ph.D.

Chief Economist, Managing Director

Stifel Nicolaus & Co.

Portrait

Jim Reynolds

Chairman & CEO

Loop Capital Markets

Wally Adeyemo

Deputy Secretary of the Treasury

In a one-on-one conversation

Walt Bettinger

Chief Executive Officer, The Charles Schwab Corporation

On trends shaping the investment industry

Gary Gensler

Chair, U.S. Securities and Exchange Commission

On regulating the world's most innovative and sophisticated capital markets

Suni Harford

President, UBS Asset Management and UBS Group Executive Board Sponsor for Sustainability and Impact

On sustainability and the power of investing

Larry Hogan

Governor, State of Maryland

On delivering results with common sense, bipartisan solutions

Rep. Richard E. Neal (D-MA)

Chairman, House Ways
and Means Committee

In a one-on-one conversation for an insider’s look into Washington

2025 Program

All times are Eastern Time (ET) and subject to change.

Monday, October 20

5:30 p.m. - 7:00 p.m.

Welcome Reception

Kick off the Annual Meeting with networking over cocktails.

 

Sponsored by Broadridge Financial Solutions

Tuesday, October 21

8:00 a.m. - 4:00 p.m.

Registration and Sponsor Showcase

Check in and explore our sponsor exhibits.


8:00 a.m. – 8:45 a.m.

Networking Breakfast

Connect with peers over breakfast.

 

Sponsored by FICO and Global Relay


8:45 a.m. - 8:50 a.m.

Opening Remarks

Set the stage for a day of candid discussions on the forces shaping our markets.

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

8:50 a.m. - 9:30 a.m.

One-on-One with SEC Chairman Paul Atkins

Hear directly from SEC Chairman Atkins in a wide-ranging conversation on regulatory priorities and market oversight.

Paul S. Atkins

Chairman, U.S. Securities and Exchange Commission

 

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

9:30 a.m. - 9:45 a.m.

Setting the Stage with Stifel CEO and SIFMA Chair-Elect Ron Kruszewski

Ron Kruszewski shares his perspectives on markets, leadership, and the path forward for the industry.


Remarks as prepared for delivery

Ronald J. Kruszewski

Chairman and CEO, Stifel

Chair-Elect, SIFMA Board of Directors

9:45 a.m. - 10:15 a.m.

One-on-One with CFTC Acting Chairman Caroline Pham

Hear directly from CFTC Acting Chairman Pham in a wide-ranging conversation on regulatory priorities and market oversight.

Caroline D. Pham

Acting Chairman, U.S. Commodity Futures Trading Commission

 

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

10:15 a.m. - 10:45 a.m.

One-on-One with Neuberger Berman President and CIO – Equities Joe Amato

A candid conversation with Joe Amato on investment strategies, the market outlook, and trends reshaping asset management.

Joseph V. Amato
President and Chief Investment Officer – Equities, Neuberger Berman

 

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

10:45 a.m. - 11:05 a.m.

Networking Break

Recharge, connect, and explore the Sponsor Showcase.


Sponsored by FICO


11:05 a.m. – 11:35 a.m.

One-on-One with BofA CTO and CIO Hari Gopalkrishnan

Hari Gopalkrishnan shares his vision for Bank of America’s $13 billion tech agenda, with a focus on AI, innovation, and customer experience.

Hari Gopalkrishnan

Chief Technology and Information Officer, Bank of America

 

Laura Peters Chepucavage

Head of Global Financing and Futures, Global Rates and Counterparty Portfolio Management, Bank of America

Chair, SIFMA Board of Directors

11:35 a.m. - 11:50 a.m.

One-on-One with Broadridge CEO Tim Gokey

Tim Gokey discusses innovation, operational resilience, and the future of market infrastructure.

Timothy C. Gokey

Chief Executive Officer, Broadridge

  

Joseph L. Seidel
Chief Operating Officer, SIFMA

11:50 a.m. - 12:45 p.m.

The State of the Economy: Insights from SIFMA’s Roundtable of Economists

Top economists from leading firms share their outlook on growth, inflation, and the forces driving the U.S. economy.

Lindsey Piegza, Ph.D.

Chief Economist, Stifel

 

Thomas Simons

Chief US Economist, Jefferies

 

Nicholas van Ness

US Economist, Crédit Agricole CIB


Moderated by:

Scott Anderson, Ph.D.

Chief US Economist and Managing Director, BMO

Chair, SIFMA Economist Roundtable

12:45 p.m. - 1:40 p.m.

Networking Lunch

Continue the conversation over lunch with colleagues and speakers.


Sponsored by BetaNXT and Fidelity.


1:45 p.m. - 2:20 p.m.

The State of the Investor: Insights from SIFMA’s Investor Survey

Get an inside look at the new 2025 Voice of Investor Satisfaction, Trust, and Advocacy (VISTA) Study - an independent KPMG LLP study, sponsored by SIFMA - and what they mean for the future of investing.

Ken Cella

Head of External Affairs, Edward Jones


Stephanie Guild, CFA

Chief Investment Officer, Robinhood

 

Lisa Kidd Hunt

Managing Director, Head of International Services, Charles Schwab

 

Ronald J. Kruszewski

Chairman and CEO, Stifel

Chair-Elect, SIFMA Board of Directors

 

Joseph E. Sweeney

President - Advice & Wealth Management, Products and Service Delivery, Ameriprise

 

Moderated by:

Scott Lieberman
Principal – Head of Customer Advisory, Financial Services Lead, KPMG US

2:20 p.m. – 2:50 p.m.

One-on-One with Congressman French Hill 

Representative French Hill, Chairman of the House Financial Services Committee, shares his perspective on Congress’s role in shaping financial markets policy.

Rep. French Hill

Congressman, Arkansas’s Second Congressional District

Chairman, House Financial Services Committee

 

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

2:50 p.m. - 3:10 p.m.

Networking Break

Recharge, connect, and explore the Sponsor Showcase.


Sponsored by Global Relay.


3:10 p.m. - 3:25 p.m.

One-on-One with FICO VP Ethan Dornhelm

Explore the evolving world of credit scoring and predictive analytics with FICO’s Ethan Dornhelm.

Ethan Dornhelm

Vice President, FICO Scores and Predictive Analytics, FICO

 

Joseph L. Seidel

Chief Operating Officer, SIFMA

3:25 p.m. - 4:00 p.m.

Geopolitics, Markets, & Leadership: A Conversation with General "Spider" Marks and Peter Tchir

Explore today’s geopolitical landscape and macro investing strategy with General Marks and Peter Tchir. General Marks will also share leadership lessons from his 30-year U.S. Army career, during which he held every command position—from infantry platoon leader to commanding general.

Major General (Ret.) James A. “Spider” Marks

Head of Geopolitical Strategy, Academy Securities

 

Peter Tchir

Head of Macro Strategy, Academy Securities

 

Joseph L. Seidel

Chief Operating Officer, SIFMA

4:00 p.m.

Closing Remarks

Kenneth E. Bentsen, Jr. wraps up the day’s discussions and looks ahead to what’s next for SIFMA’s work on behalf of our members.

Kenneth E. Bentsen, Jr.

President and CEO, SIFMA

SIFMA Insights: The 2025 Annual Meeting Debrief

Perspectives & Key Themes from Market Participants

In the official debrief for SIFMA's Annual Meeting, we uncover insights into top-of-mind topics for market participants from conversations happening on the stage and in the halls at the Conrad Washington DC.


Includes results from our survey of select SIFMA members.

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Meeting Resources

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

2025 VISTA Survey

Over 2,000 investors were surveyed for the 2025 Voice of Investor Satisfaction, Trust, and Advocacy (VISTA) study, conducted by KPMG LLP and sponsored by SIFMA.

Explore
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Setting the Stage

In these opening remarks, Ron Kruszewski shares his perspective on the state of the markets, investor confidence, and SIFMA’s priorities for the year ahead.

Read
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Barron's Commentary

"The lesson of our study, as I see it, is that investor confidence in the industry is high, but the work of earning it never ends," writes Ron Kruszewski in this oped.

Read
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Capital Markets Fact Book

An annual reference guide containing comprehensive data on the capital markets, investor participation, savings and investment, and securities industry.

Download
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SIFMA SmartBrief

A daily snapshot of all the news that matters to the capital markets, curated by our expert team and delivered to your inbox every weekday morning.

Subscribe
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SIFMA Sources

Your definitive guide for companies,
people, and our library of thought
leadership for the capital markets and
securities industry

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Useful Information

Media Inquiries

Please contact Anthony Mitchell to register and for SIFMA's press policy.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Registration Questions

Contact SIFMA Conferences. Please note that participation is by invitation only and is non-transferable. Select sessions will be available to view on demand.

Health & Safety

We closely follow guidelines from the CDC as well as state and local officials.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

"

SIFMA’s Annual Meeting is an excellent forum for buy-side, sell-side, platforms, regulators — all market participants — to come together and hear one another’s perspectives.

— Past Attendee

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