2016 Mobile Ad Summit

Anti-Money Laundering & Financial Crimes Conference

May 
25
 – 
26
, 
2022
  |  
New York Marriott Marquis
June 
3
–
4
, 
2026
  |  
New York Marriott Marquis
Register
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Anti-Money Laundering & Financial Crimes Conference

May 
25
 – 
26
, 
2022
  |  
New York Marriott Marquis

04

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June 3–4, 2026

 

New York Marriott Marquis

 

June 3–4, 2026 | New York Marriott Marquis

 

REGISTER
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Navigate evolving risk, Regulation, and Technology

at the only Anti-Money Laundering and Financial Crimes Conference
tailored to the securities industry.

Enhance your user experience and build brand equity with your design vernacular.

Registration is open! Join AML, financial crime and sanctions professionals, regulators, policymakers, and law enforcement in New York City from June 3–4 to discuss key issues, stay ahead of evolving risk and threats, and explore the framework that protects the integrity of the global financial system.

 


As a conference participant, you will:

 

  • Gain insight from the main stage on the latest regulations, expectations, and priorities

  • Understand evolving or new threat patterns and frauds
  • Learn from real-world case studies
  • Join interactive breakouts and deep dive on hot topics
  • Earn CLE and CPE credits

  • Receive a non-ACAMS Certificate
  • Connect and collaborate with AML peers  

 


Stay tuned for program and speaker announcements! 

 


Sign up to receive updates on AML 2026.

The only anti-money laundering and financial crimes conference specializing in the securities industry and capital markets.

Navigate evolving risk, Regulation, and Technology

at the only Anti-Money Laundering and Financial Crimes Conference
tailored to the securities industry.

Join AML, financial crime and sanctions professionals, regulators, policymakers, and law enforcement in New York City from June 3–4 to discuss key issues, stay ahead of evolving risk and threats, and explore the framework that protects the integrity of the global financial system.


As a conference participant, you will:

 

  •  Gain insight from the main stage on the latest regulations, expectations, and priorities

  •  Understand evolving or new threat patterns and frauds
  •  Learn from real-world case studies
  •  Join interactive breakouts and deep dive on hot topics
  •  Earn CLE and CPE credits

  •  Receive a non-ACAMS Certificate
  •  Collaborate with AML peers  

 

Explore our program and reserve your seat today!


Missed AML 2025 or want a recap?


- Read the blog
- Listen to the podcast
- Explore the photo album

Thanks for joining! 

Key Takeaways
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Mark your calendar!

Our 25th annual Conference will be held from May 13-14, 2025 at the Conrad Washington DC. Registration opens this fall. Want to be the first to hear?

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Regulatory Reform Efforts

Fraud Trends

Human Trafficking

Sanctions Developments

Operational Challenges

And more

Consolidated Audit Trail (CAT)

Cybersecurity and more

The only anti-money laundering and financial crimes conference specializing in the securities industry and capital markets.

Navigate evolving risk, Regulation, and Technology

at the only Anti-Money Laundering and Financial Crimes Conference
tailored to the securities industry.

Registration is open! Join AML, financial crime and sanctions professionals, regulators, policymakers, and law enforcement in New York City from June 3-4 to discuss key issues, stay ahead of evolving risk and threats, and explore the framework that protects the integrity of the global financial system.


As a conference participant, you will:

 

  • Gain insight from the main stage on the latest regulations, expectations, and priorities

  • Understand evolving or new threat patterns and frauds
  • Learn from real-world case studies
  • Join interactive breakouts and deep dive on hot topics
  • Earn CLE and CPE credits

  • Receive a non-ACAMS Certificate
  • Connect and collaborate with AML peers  

 

Stay tuned for program and speaker announcements! 


Sign up to receive updates on AML 2026.

Missed AML 2025 or want a recap?


- Read the blog
- Listen to the podcast
- Explore the photo album

Thanks for joining! 

Key Takeaways
Text goes here
X

Mark your calendar!

Our 25th annual Conference will be held from May 13-14, 2025 at the Conrad Washington DC. Registration opens this fall. Want to be the first to hear?

Notify Me
Text goes here
X

Regulatory Reform Efforts

Fraud Trends

Human Trafficking

Sanctions Developments

Operational Challenges

And more

Consolidated Audit Trail (CAT)

Cybersecurity and more

HEAR FROM KEYNOTE SPEAKERS

Portrait

Jay Clayton

United States Attorney
Southern District of New York

Portrait

Gene Lange

Acting Under Secretary for TFI
U.S. Department of the Treasury

Portrait

Erin West

Founder
Operation Shamrock

Tuesday Keynote Speaker

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Law Enforcement Speaker

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Wednesday Keynote Speaker

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

WHY ATTEND

Join colleagues from across the securities industry at SIFMA’s Anti-Money Laundering & Financial Crimes Conference. Together, we gather with regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space.


Access insightful conversations with financial services leaders and regulators at the only anti-money laundering conference that specializes in the securities industry and capital markets.

Gain Expert Insights

Hear from industry leaders, regulators and law enforcement while engaging with peers and colleagues.

Earn Credits

Participants will be eligible for continuing education credits, including non-ACAMS, CLE and CPE.

Explore our Showcase

Learn about the latest products and services for anti-money laundering and financial crime compliance.

Gain Expert Insights

Hear from industry leaders, regulators and law enforcement while engaging with peers and colleagues.

Earn Credits

Participants will be eligible for continuing education credits, including non-ACAMS, CLE and CPE.

Explore Our Showcase

Learn about the latest products and services for anti-money laundering and financial crime compliance.

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tHANKS FOR

JOINING US in DC

www.sifma.org

Home
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About
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Resources
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KEYNOTE SPEAKERS

At AML 2024, we'll hear from industry experts, regulators and law enforcement agencies on the most consequential anti-money laundering and financial crimes issues facing the securities industry today.

View Program
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▸ Beneficial Ownership: Deep dive into the Corporate Transparency Act and the impact of the beneficial ownership information reporting and access rules and expected CDD rule conformity on your compliance program.

▸ Sanctions and China: By popular demand, a new general session looking back over a year of Russia sanctions and ahead to global developments that could shape future sanctions policy.

 

Our 2023 program is under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.


Emerging Risk Management

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

KEYNOTE SPEAKERS

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Featured Panel
Senior Law Enforcement Discussion

Andrea Griswold

Deputy United States Attorney, Southern District of
New York, United States Attorneys' Offices

Jonathan Larsen

Director Of Field Operations, Northern Area, IRS: Criminal Investigation

Paul Roberts

Assistant Special Agent in Charge, Federal Bureau of Investigation (FBI), New York Field Office

Saima Ahmed

Executive Vice President and General Counsel, SIFMA

Moderator

At AML 2022, we hear from 50+ industry experts and regulators on the hottest topics in the AML and financial crime space.


Our 2023 program is currently under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.

2022 Program Topics

AML Act

Hear industry and regulatory perspectives on what is the most significant piece of legislation in the past 20 years since the Patriot Act.

Keynotes with DOJ and Treasury

Hear from the U.S. Department of Justice and U.S. Treasury during this most consequential time for markets and the world.

Cryptocurrency

Learn how firms are managing AML risks and regulatory expectations in this rapidly evolving and exciting space.

Sanctions

Explore how firms are responding to the rollout of unprecedented sanctions at a breakneck pace.


SARs

Sanctions

Emerging Risk Management

Our program features keynote addresses by industry and regulatory leaders, lively panel discussions, provocative case studies and in-depth breakout sessions. Past speakers have included FinCEN, the FBI, FINRA and more.

Program Topics


2022 Breakout Sessions

Delve into important questions on top-of-mind topics including:

SARs

Sanctions

Fraud Case Studies

Market Volatility

Terrorism and Geopolitical Risk

Model Risk and Oversight

Emerging Risk Management

Data Analytics

Emerging Risk Management

KEYNOTE SPEAKERS

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

Tuesday Keynote Speaker

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Law Enforcement Speaker

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Wednesday Keynote Speaker

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

2025 KEYNOTE SPEAKERS

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Portrait

Matthew R. Galeotti

Head of the Criminal Division
U.S. Department of Justice

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

Tuesday Keynote Speaker

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Law Enforcement Speaker

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Wednesday Keynote Speaker

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

PAST KEYNOTE SPEAKERS

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Portrait

Matthew R. Galeotti

Head of the Criminal Division
U.S. Department of Justice

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

Portrait

Andrea Gacki

Director, Financial Crimes Enforcement Network

(FinCEN)

Portrait

Paul Roberts

Assistant Special Agent in Charge, New York Field Office

Federal Bureau of Investigation

Portrait

Andrea Griswold

Deputy United States Attorney

Southern District of New York

US Attorneys' Offices

Portrait

Jonathan Larsen

Director of Field Operations, Northern Area

IRS: Criminal Investigation

Tuesday Keynote Speaker

Portrait

Dr. Michael Faulkender

Deputy Secretary

U.S. Department of the Treasury

Law Enforcement Speaker

Portrait

Antonia M. Apps

Deputy Director, Division of Enforcement

U.S. Securities Exchange Commission

Wednesday Keynote Speaker

Portrait

Mark R. Warner

U.S. Senator
Commonwealth of Virginia

Speakers

PROGRAM

Explore main stage sessions, dynamic panels, expert-led breakouts, and networking events. All times are ET.

View 2025 Program
Text goes here
X

▸ Beneficial Ownership: Deep dive into the Corporate Transparency Act and the impact of the beneficial ownership information reporting and access rules and expected CDD rule conformity on your compliance program.

▸ Sanctions and China: By popular demand, a new general session looking back over a year of Russia sanctions and ahead to global developments that could shape future sanctions policy.

 

Our 2023 program is under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.


Emerging Risk Management

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

KEYNOTE SPEAKERS

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Bryan Smith

Senior Vice President, Complex Investigations and Intelligence (CII)

FINRA

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Featured Panel
Senior Law Enforcement Discussion

Andrea Griswold

Deputy United States Attorney, Southern District of
New York, United States Attorneys' Offices

Jonathan Larsen

Director Of Field Operations, Northern Area, IRS: Criminal Investigation

Paul Roberts

Assistant Special Agent in Charge, Federal Bureau of Investigation (FBI), New York Field Office

Saima Ahmed

Executive Vice President and General Counsel, SIFMA

Moderator

2025 Program Topics Overview

| Artificial Intelligence

| Regulatory Developments

| New Requirements for Investment Advisers

| AML Controls in the Digital Assets Era

| Enforcement Actions & Examination Priorities

| Feedback Loops: Suspicious Activity Reports

| Emerging Fraud Trends & Threats

| Sanctions

| Evolution and Future Outlook

| Program Governance, and more

At AML 2022, we hear from 50+ industry experts and regulators on the hottest topics in the AML and financial crime space.


Our 2023 program is currently under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.

2022 Program Topics

AML Act

Hear industry and regulatory perspectives on what is the most significant piece of legislation in the past 20 years since the Patriot Act.

Keynotes with DOJ and Treasury

Hear from the U.S. Department of Justice and U.S. Treasury during this most consequential time for markets and the world.

Cryptocurrency

Learn how firms are managing AML risks and regulatory expectations in this rapidly evolving and exciting space.

Sanctions

Explore how firms are responding to the rollout of unprecedented sanctions at a breakneck pace.


SARs

Sanctions

Emerging Risk Management

Our program features keynote addresses by industry and regulatory leaders, lively panel discussions, provocative case studies and in-depth breakout sessions. Past speakers have included FinCEN, the FBI, FINRA and more.

Program Topics


2022 Breakout Sessions

Delve into important questions on top-of-mind topics including:

SARs

Sanctions

Fraud Case Studies

Market Volatility

Terrorism and Geopolitical Risk

Model Risk and Oversight

Emerging Risk Management

Data Analytics

Emerging Risk Management

PROGRAM

This year's program features 9 insightful general sessions, 9 interactive workshops to choose from (participate in 3), and 8 networking opportunities. All times are Eastern Time (ET).

View 2026 Program
Text goes here
X

▸ Beneficial Ownership: Deep dive into the Corporate Transparency Act and the impact of the beneficial ownership information reporting and access rules and expected CDD rule conformity on your compliance program.

▸ Sanctions and China: By popular demand, a new general session looking back over a year of Russia sanctions and ahead to global developments that could shape future sanctions policy.

 

Our 2023 program is under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.


Emerging Risk Management

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

KEYNOTE SPEAKERS

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Bryan Smith

Senior Vice President, Complex Investigations and Intelligence (CII)

FINRA

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Featured Panel
Senior Law Enforcement Discussion

Andrea Griswold

Deputy United States Attorney, Southern District of
New York, United States Attorneys' Offices

Jonathan Larsen

Director Of Field Operations, Northern Area, IRS: Criminal Investigation

Paul Roberts

Assistant Special Agent in Charge, Federal Bureau of Investigation (FBI), New York Field Office

Saima Ahmed

Executive Vice President and General Counsel, SIFMA

Moderator

2026 Program Topics Overview

| Artificial Intelligence

| Regulatory Developments

| New Requirements for Investment Advisers

| AML Controls in the Digital Assets Era

| Enforcement Actions & Examination Priorities

| Feedback Loops: Suspicious Activity Reports

| Emerging Fraud Trends & Threats

| Sanctions

| Evolution and Future Outlook

| Program Governance, and more

At AML 2022, we hear from 50+ industry experts and regulators on the hottest topics in the AML and financial crime space.


Our 2023 program is currently under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.

2022 Program Topics

AML Act

Hear industry and regulatory perspectives on what is the most significant piece of legislation in the past 20 years since the Patriot Act.

Keynotes with DOJ and Treasury

Hear from the U.S. Department of Justice and U.S. Treasury during this most consequential time for markets and the world.

Cryptocurrency

Learn how firms are managing AML risks and regulatory expectations in this rapidly evolving and exciting space.

Sanctions

Explore how firms are responding to the rollout of unprecedented sanctions at a breakneck pace.


SARs

Sanctions

Emerging Risk Management

Our program features keynote addresses by industry and regulatory leaders, lively panel discussions, provocative case studies and in-depth breakout sessions. Past speakers have included FinCEN, the FBI, FINRA and more.

Program Topics


2022 Breakout Sessions

Delve into important questions on top-of-mind topics including:

SARs

Sanctions

Fraud Case Studies

Market Volatility

Terrorism and Geopolitical Risk

Model Risk and Oversight

Emerging Risk Management

Data Analytics

Emerging Risk Management

"

The speakers were incredible. The learning opportunities are second to none.

— 2025 AML Conference Attendee

Mark your calendar!

Our 25th annual Conference will be held from May 13-14, 2025 at the Conrad Washington DC. Registration opens this fall. Want to be the first to hear?

REGISTer

SIFMA Member Rate

$1,445 by April 17
$1,645 after April 17

 

Non-Member Rate

$1,895 by April 17

$2,095 after April 17

Regulator Rate

$995

Register
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Questions? Please contact SIFMA Conferences.

 

Is your firm a SIFMA member? Check our Member Directory. 

 

Special Pricing Available!

FIRST-TIMER DISCOUNT

If you are a SIFMA Member and a first-time registrant, contact us to find out if you are eligible for discounted rates. Limit of 2 First-Timer discounts per firm.

 

Please note: The First-Timer discount cannot be combined with the group discount.


Book Together and Save!

Group discounts are available for SIFMA members. Register 5+ at one time and get $100 off each registration. Contact SIFMA Conferences for assistance.

Cancellation Policy 

Any cancellations received prior to April 21, 2023 will receive a refund minus a $200 processing fee. To receive a refund, a cancellation must be submitted by the stated cancellation deadline via an email to SIFMA Conferences.


No refunds will be granted for requests received after April 21, 2023. Refunds will not be given for no-shows. Conference registration substitutions are welcome.

Useful Information

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

Registration Questions

Please contact SIFMA Conferences.


Media Inquiries

Select sessions are open to media participation. View our press policy and contact Anthony Mitchell to register.

Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

Cancelations

Cancelations received on or before May 15, 2026, will receive a refund minus a $200 cancelation fee. No refunds will be granted after May 15. Substitutions are welcome - contact SIFMA Conferences.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

PROGRAM

Our 2025 program will be released late February.


As we develop this year's program, view the AML 2024 program for a sample of the speakers and topics covered at the conference.

View 2024 Program
Text goes here
X

▸ Beneficial Ownership: Deep dive into the Corporate Transparency Act and the impact of the beneficial ownership information reporting and access rules and expected CDD rule conformity on your compliance program.

▸ Sanctions and China: By popular demand, a new general session looking back over a year of Russia sanctions and ahead to global developments that could shape future sanctions policy.

 

Our 2023 program is under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.


Emerging Risk Management

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

KEYNOTE SPEAKERS

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Bryan Smith

Senior Vice President, Complex Investigations and Intelligence (CII)

FINRA

FEATURED SPEAKER

Andrea Gacki

Andrea Gacki

Director, Financial Crimes Enforcement Network

U.S. Department of the Treasury

Featured Panel
Senior Law Enforcement Discussion

Andrea Griswold

Deputy United States Attorney, Southern District of
New York, United States Attorneys' Offices

Jonathan Larsen

Director Of Field Operations, Northern Area, IRS: Criminal Investigation

Paul Roberts

Assistant Special Agent in Charge, Federal Bureau of Investigation (FBI), New York Field Office

Saima Ahmed

Executive Vice President and General Counsel, SIFMA

Moderator

2025 Program Topic PREVIEW

| Regulatory Developments

| Enforcement Actions & Examination Priorities

| Program Governance

| Compliance Technology Including AI

| Feedback Loops: Suspicious Activity Reports

| Emerging Fraud Trends & Threats

| Sanctions

| Evolution and Future Outlook, and more

At AML 2022, we hear from 50+ industry experts and regulators on the hottest topics in the AML and financial crime space.


Our 2023 program is currently under development. Check out the 2022 program - with perspectives on the AML Act, cryptocurrency, and sanctions plus keynotes with DOJ and Treasury - and stay tuned to find out this year's topics, featured speakers and special sessions.

2022 Program Topics

AML Act

Hear industry and regulatory perspectives on what is the most significant piece of legislation in the past 20 years since the Patriot Act.

Keynotes with DOJ and Treasury

Hear from the U.S. Department of Justice and U.S. Treasury during this most consequential time for markets and the world.

Cryptocurrency

Learn how firms are managing AML risks and regulatory expectations in this rapidly evolving and exciting space.

Sanctions

Explore how firms are responding to the rollout of unprecedented sanctions at a breakneck pace.


SARs

Sanctions

Emerging Risk Management

Our program features keynote addresses by industry and regulatory leaders, lively panel discussions, provocative case studies and in-depth breakout sessions. Past speakers have included FinCEN, the FBI, FINRA and more.

Program Topics


2022 Breakout Sessions

Delve into important questions on top-of-mind topics including:

SARs

Sanctions

Fraud Case Studies

Market Volatility

Terrorism and Geopolitical Risk

Model Risk and Oversight

Emerging Risk Management

Data Analytics

Emerging Risk Management

credits

This event is eligible for continuing education credits, including CLE and CPE credits and a Non-ACAMS Certificate. Access the attendance tracker and manage your credits from the conference floor using our mobile app.


CLE Credits

We are seeking eligibility for CLE credits in New York State. The fee for CLE credits may be paid upon registration.

The 2025 SIFMA Anti-Money Laundering & Financial Crimes Conference was eligible for up to 7 CLE credits.

 

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Participants seeking credit will receive CLE certificates within 60 days of the conclusion of the event. Registration fee reduction may be available for qualified registrants; please view our hardship policy to learn more.


CPE Credits

This program will be eligible for CPE credits; please stay tuned for details.

This Conference was eligible for up to 7.8 hours of CPE credits.

 

Field of Study: Specialized Knowledge - Technical (7.8 hours)
Program Level: Intermediate
Delivery Method: Classroom
Advance Preparation: None


CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.


Non-ACAMS Certificate

This is a Non-ACAMS program. You will be eligible to receive an Attendance Certificate valid to seek self-reporting CAMS credit hours. Partial credit is not available – individuals must attend all live programming from May 12-14, 2025, in order to receive a certificate. Learn more about ACAMS' External Event Accreditation.

credits

This conference is eligible for continuing education credits, including CLE and CPE credits and a Non-ACAMS Certificate.

 

Stay tuned for details!

Access the attendance tracker and manage your credits from the conference floor using our mobile app.


CLE Credits

We are seeking eligibility for CLE credits in New York State. The fee for CLE credits may be paid upon registration.

The 2026 SIFMA Anti-Money Laundering & Financial Crimes Conference is eligible for CLE credits.

 

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Participants seeking credit will receive CLE certificates within 60 days of the conclusion of the event. Registration fee reduction may be available for qualified registrants; please view our hardship policy to learn more.


CPE Credits

This program will be eligible for CPE credits; please stay tuned for details.

This Conference is eligible for CPE credits.

 

Field of Study: Specialized Knowledge
Program Level: Intermediate
Delivery Method: Classroom
Advance Preparation: None


CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.


Non-ACAMS Certificate

This is a Non-ACAMS program. You will be eligible to receive an Attendance Certificate valid to seek self-reporting CAMS credit hours. Learn more about ACAMS' External Event Accreditation.

Conference Planning Task Force

SIFMA is a member-driven organization; we are grateful to our 2025 Conference Planning Task Force:

2023 Conference Planning Task Force

SIFMA is a member-driven organization; we are grateful to our 2023 Conference Planning Task Force:

Logan Anderson

Financial Crimes Risk Management and AML Investigations, Charles Schwab

Melissa Babin 

Head of Financial Crimes Investigations, Robinhood

Nicole De Bello

Americas Head of Global Financial Crimes Legal, Morgan Stanley

Margaret Edmunds

Director of AML and Corporate Compliance,

Baird

Jim Fiebelkorn

Principal, Financial Crimes and Chief AML Officer, Edward Jones

Sarah Green

Global Head of Financial Crimes,

Vanguard

Adrienne Kosta

Head of Financial Crimes Program Office, Fidelity Investments

Samantha J. Leventhal

Managing Director, Global Financial Crimes Global Wealth & Investment Management and Global Markets Risk Executive, Bank of America

Tara Loftus

Global Head of Financial Crimes Compliance, Brown Brothers Harriman

Robert Molloy

Chief AML Officer, Raymond James Financial

C. Michael (Mike) Raffa

Managing Director, Global Deputy Head of Financial Crime Compliance, Goldman Sachs

Nicholas Zigelboym

Managing Director, Regional Head of Financial Crime Compliance, Credit Agricole

Meg Zucker

VP US Head of AML & Financial Crime Advisory, RBC

Bernard Canepa

Managing Director and Associate General Counsel - Office of General Counsel, SIFMA

Conference Planning Task Force

SIFMA is a member-driven organization; we are grateful to our 2026 Conference Planning Task Force:

2023 Conference Planning Task Force

SIFMA is a member-driven organization; we are grateful to our 2023 Conference Planning Task Force:

Logan Anderson

Financial Crimes Risk Management and AML Investigations, Charles Schwab

Melissa Babin 

Head of Financial Crimes Investigations, Robinhood

Bari Koss

Managing Director, Deputy Head, Global Financial Crimes, Morgan Stanley

Margaret Edmunds

SVP, AML Governance & Program Management, Raymond James Financial, Inc.

Jim Fiebelkorn

Principal, Financial Crimes and Chief AML Officer, Edward Jones

Sarah Green

Former Global Head of Financial Crimes, Vanguard

Adrienne Kosta
Head of Financial Crimes Program Office, Fidelity Investments

Tara Loftus

Global Head of Financial Crimes Compliance, Brown Brothers Harriman

Brock Miller

Chief BSA/AML Officer, Raymond James Financial

April Sinicrope
AML Officer, U.S Bancorp Advisors

Nicholas Zigelboym
Managing Director, Regional Head of Financial Crime Compliance, Credit Agricole Corporate and Investment Bank (CIB)

Meg Zucker

VP and US Head of AML & Financial Crime Advisory, RBC

Bernard Canepa

Managing Director and Associate General Counsel - Office of General Counsel, SIFMA

"

I had the opportunity to connect with industry colleagues and get perspectives unique to our industry.

— 2024 Conference Participant

"

Great content, especially the updates from regulators and policymakers.

— 2025 AML Conference Attendee

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Venue


New York Marriott Marquis

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Venue

 New York Marriott Marquis

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VENUE

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Hotel Reservations

SIFMA has reserved a block of hotel rooms at the New York Marriott Marquis for Conference participants. Preferred rates start at $439 per night, plus taxes and fees, and are good through May 12. Subject to availability. Make a reservation.

 

Additional rooms are available at the Westin New York at Times Square. Preferred rates start at $489 per night, plus taxes and fees, and are good through May 12. Subject to availability. Make a reservation.


Please note:


SIFMA does not use third-party vendors for hotel reservations and will never contact you by phone to book accommodations. Please use only this official reservation link (or "Book Room" button below) to ensure your room is secured within the SIFMA hotel block.


Third parties are not affiliated with nor authorized by SIFMA. SIFMA is not responsible for any hotel bookings made by third parties.

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The only anti-money laundering and financial crimes conference specializing in the securities industry and capital markets.

Our Sponsors

Our sponsors specialize in products and services for anti-money laundering and financial crime professionals.  Showcase your offerings in our Sponsor Pavilion, where attendees gather for demos, conversations and need-to-know information. 


Interested in AML 2026 sponsorship? Explore opportunities and contact Lynn White at 212.313.1151 to learn more.

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Mark your calendar!

Our 25th annual Conference will be held from May 13-14, 2025 at the Conrad Washington DC. Registration opens this fall. Want to be the first to hear?

Regulatory Reform Efforts

Fraud Trends

Human Trafficking

Sanctions Developments

Operational Challenges

And more

Consolidated Audit Trail (CAT)

Cybersecurity and more

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SIFMA's Strategic Partners

Sponsor Level

For sponsorship inquiries, please contact Diana Serri at 212.313.1258.

Sponsor Level

Highlights from AML 2023

Explore these resources - and reference our program - from our conversations in 2023:

Resources

SIFMA helps our members develop effective anti-money laundering programs, a critical tool to fight financial crime and protect the integrity of the capital markets and global financial system.

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Hot Topics

Current issues facing SIFMA’s members  including the AML Act of 2020 and CTA, Beneficial Ownership Reporting, AML for Investment Advisers, Marijuana and Broker-Dealers, Digital Assets and Fraud.

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Key Takeaways

More than 400 professionals convened at AML 2023. In this post, we summarize key takeaways from our discussions, centered around the landscape for threats, regulation and reporting.

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AML 2026 kicks off in...

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SIFMA is the voice of the nation's securities industry. We advocate for effective and efficient capital markets.

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The definitive guide of products and services for the securities industry.

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SIFMA SmartBrief

A daily snapshot of all the news that matters to the capital markets.

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See you soon.


#SIFMAaml

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