NATIONAL CONFERENCE ON THE SECURITIES INDUSTRY

New York Law School | NYC

Tue
, 
Oct 
28
 – 
Wed
, 
Oct 
29
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National Conference on the Securities Industry

NATIONAL CONFERENCE

ON THE SECURITIES INDUSTRY

Tuesday
, 
November 
14
 — 
Wednesday
, 
November 
15

OCTOBER 28–29, 2025

NEW YORK LAW SCHOOL  |  NYC 

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Hear from Leaders and Experts

The National Conference on the Securities Industry gathers senior executives, regulators and subject matter experts to examine the latest developments in securities regulation, auditing and accounting requirements.

 

On Tuesday, November 14 and Wednesday, November 15, over 35 distinguished speakers discussed industry challenges and the priorities for the year ahead. Hosted by the SIFMA FMS and AICPA & CIMA.


Attendees were eligible for up to 14.5 CPE Credits.

Gain actionable insights from industry leaders

🗓️ Save the date for 2026: October 28-29, New York, NY


Participants gather in New York City to hear from senior executives, industry experts, and regulators and gain insight into the latest in accounting, regulation, the economy, priorities for the year ahead, and more. CPE credits available. 


Stay tuned for the Registration Open announcement.


Explore the 2025 program.

Guest Speaker: Executive View of the Securities Industry

 

Executive View of the Securities Industry

Jeremy Barnum

Chief Financial Officer
JPMorganChase 

Portrait

Kenneth E. Bentsen, Jr.

President and CEO
SIFMA

Featured Speakers

Kenneth E. Bentsen, Jr.

President and CEO

SIFMA


Michelle Daly

SVP, Controller and Principal Accounting Officer

Nasdaq

Susan M. Cosper

Board Member

Financial Accounting Standards Board

Chris Kotowski

Managing Director and

Senior Analyst

Oppenheimer & Co.


Gabriela Santos

Chief Market Strategist

J.P. Morgan Asset Management

Paul Shoukry

President and CFO

Raymond James

Haimera Workie

VP, Head of Financial Innovation

FINRA

WHY ATTEND


Expert Insights

Gain insight from senior industry executives, regulators, policymakers, chief economists and experts.

Candid Discussions

Hear the latest accounting, risk management, and regulatory updates. We'll also explore hot topics and industry priorities.

CPE Credits

Each year, this program is eligible for Continuing Professional Education (CPE) credits.

2025 Featured Session:
Executive View of the Securities Industry

Portrait

Jeremy Barnum

Chief Financial Officer
JPMorganChase 

Portrait

Kenneth E. Bentsen, Jr.

President and CEO
SIFMA

“

”

All panel discussions and networking were very relevant to my role.

– 2024 Attendee of the National Conference on the Securities Industry

2025 Program

This CPE-eligible program features insightful conversations with financial services leaders and regulators, valuable professional development opportunities, and timely and topical panel discussions.

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REGISTer

Member Rate

$1,145 by September 19

$1,275 after September 19

 

$1,275 for virtual participation

Non-Member Rate

$1,495 by September 19

$1,650 after September 19


$1,650 for virtual participation

Regulator Rate

$625



$625 for virtual registration

Pre-registration was required to participate in this event and closed at 11:00 a.m. ET on Wednesday, January 19.

This event was available to watch on demand through February 18, 2022.

 

You must pre-register to watch on demand. Participants who pre-registered and received confirmation can access the on demand session now; new participants should register now and will receive access instructions within three business days of registration.

 

Please note: Conference participation is in-person or virtual. The type of participation that you selected at registration is how you'll be attending the conference on both days. Participation type cannot be switched after October 14, 2025. 


AICPA Members: Please contact SIFMA Conferences for the member pricing code to apply at checkout.


Registration closed on Monday, October 27 at 5:00 p.m. ET.

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Registration Cancellation Policy

Any cancellations received on or before October 14, 2025, will receive a refund minus a $200 processing fee. To receive a refund, a cancellation must be submitted by the stated cancellation deadline via an email to SIFMA Conferences. No refunds will be granted for requests received after October 14. Refunds will not be given for no-shows.

Useful Information

Clear your calendar - It's going down! Splash Blocks kicks off on April 20th, and you're invited to take part in the festivities. Splash HQ (122 W 26th St) is our meeting spot for a night of fun and excitement. Come one, come all, bring a guest, and hang loose.

Registration Questions

Contact SIFMA Conferences. Note: The participation type you select when you register can't be switched after Oct. 14.

Media Inquiries

Contact Lindsay Gilbride to register and view our press policy.

Accessibility

It is a priority to make our events inclusive and accessible for all. For questions or requests, please contact SIFMA Conferences.

Cancelations and Refunds

Cancelations received by SIFMA Conferences on or before Oct. 14, 2025, will receive a refund minus a $200 cancelation fee.

Substitutions

Substitutions are welcome; please contact SIFMA Conferences.


Code of Conduct

Inappropriate behavior at SIFMA events is not tolerated. View our Code of Conduct and anonymous incident report form.

VENUE

Entrance is on East 45th Street, between Madison and 5th Avenues.

Hotel Reservations

Hotel room reservations are available for attendees through one of SIFMA's hotel partners. Rooms are subject to availability and offered on a first-come, first-served basis.

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Double Tree by Hilton Hotel

8 Stone Street

New York, NY 10004

Corporate ID# 3198962

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Residence Inn New York Downtown Manhattan

170 Broadway

New York, NY 10007

Company Code: SIFMA

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The Beekman, A Thompson Hotel

123 Nassau Street

New York, NY 10038

Corporate Code: CR190103

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Best Western Plus, SOHO

88 Walker Street

New York, NY 10013

Corporate #01887130

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Club Quarters

128 East 45th Street, New York NY 10017

40 West 45th Street, New York, NY 10036

140 Washington Avenue, New York, NY 10006

Company Code: SIFMA

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SPONSORS

Our sponsors specialize in products and services for securities industry professionals focused on financial management, accounting, tax, auditing, and regulatory reporting.


For sponsorship inquiries, please view our sponsor prospectus and contact Lynn White at 212.313.1151.

Diamond

Platinum 

Gold

SILVER

BRONZE


SIFMA's Strategic Partners

Sponsor Level

For sponsorship inquiries, please contact Diana Serri at 212.313.1258.

Sponsor Level

“

”

Great topics! It was also very interesting to hear about common day-to-day operational issues and how firms address them.

– 2024 Attendee of the National Conference on the Securities Industry

CPE CREDITS

This program is eligible for CPE Credits. Stay tuned for details.


Field of Study: Specialized Knowledge - Technical
Program Level
: Intermediate
Delivery Method
: Classroom
Advance Preparation
: None


Please note:

CPE credit is only available to those that attend the Conference in-person or via the Live Webcast and submit the CPE tracker. Instructions on submitting the tracker to receive credits will be provided to in-person attendees on-site at the Conference and to virtual participants via an email from SIFMA Conferences the day before the Conference starts.

 

Questions? Please contact SIFMA Conferences.


Registrants seeking credit are responsible for complying with all applicable CPE requirements, rules and regulations of state boards of accountancy, as well as those of membership associations and other professional organizations.


CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

SIFMA advocates for a diverse and inclusive financial industry.

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Sources

The definitive guide of products and services for the securities industry.

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SIFMA SmartBrief

A daily snapshot of all the news that matters to the capital markets.

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See you in NYC this fall.

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