Christine Falvey, Head of Practice Management, Fidelity Personal Investing
Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch
Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James
Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company
Christine Falvey, Head of Practice Management, Fidelity Personal Investing
Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch
Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James
Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company
Christine Falvey, Head of Practice Management, Fidelity Personal Investing
Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch
Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James
Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company
Christine Falvey, Head of Practice Management, Fidelity Personal Investing
Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch
Mark Thompson, Senior Vice President, Investment, Managing Director & CFP@ Professional, Raymond James
Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company
Explore the program from SIFMA's 2022 Private Client Conference below and register today to join us from May 3-5, 2023 in Fort Lauderdale!
All times in Eastern Time (ET).
This panel of Private Wealth Management business leaders will discuss their approaches, challenges, and successes with addressing the myriad of issues in the diversity, equity. and inclusion space, such as recruitment and mentoring of diverse financial advisors, expanding recruitment sources to achieve diversity, inclusion in the work environment, onramps for the return of individuals who have taken time away from the profession, and enhancing the quality of financial advice given to clients of differing backgrounds and financial goals.
Jennie Jacoby, Managing Director, Federal Government Affairs & Associate General Counsel, SIFMA
Lindsay Hans, Division Executive, Northeast Division, Merrill Lynch
Melinda Hightower, Managing Director, Head of Multicultural Strategic Client Segments, UBS
Rudy Rodriguez, Vice President, Diversity and Inclusion, Ameriprise Financial Services, Inc.
Randy Bradshaw, Principal, Branch Team Performance, Edward Jones
Jennifer Johnson, Vice President, Advisor Business Development Programs, Ameriprise Financial
Ray Martinez, President and Co-Founder, EVERFI
Heather Rosales, Vice President, Senior Manager, Field Training & Development, RBC
Sponsored by Dow Jones Newswires and Hearsay Systems
Enjoy lunch with colleagues and discuss insights from our featured luncheon speaker, Jonah Berger. Jonah is a professor at the Wharton School of the University of Pennsylvania, an internationally bestselling author, and a world-renowned expert on change, word of mouth, viral marketing, social influence, and how products, ideas, and behaviors catch on.
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Everyone has something they want to change. Employees want to change their boss’ mind and leaders want to transform organizations. Salespeople want to win clients and marketers want to change consumer behavior. Politicians want to change countries, startups want to revolutionize industries, and nonprofits want to change the world. But change is hard. We push and push, but often nothing happens. Could there be a better way? This talk introduces a revolutionary approach to change. Successful change isn’t about pushing harder or exerting more energy. It’s about removing barriers. Overcoming resistance by reducing friction and lowering the hurdles to action. Discover the five hidden factors that impede change, and how by mitigating them, you can change anything.
Lisa Bleier, Managing Director and Associate General Counsel, Federal Government Relations, SIFMA
Susan Axelrod, Chief Supervisory Officer, Merrill Lynch
Yvette Panetta, Vice President, Member Supervision, FINRA
David Sparks, Senior Vice President and General Counsel, Private Client Group, Raymond James
Bill Simpson, Compliance Principal, Hearsay Systems
Anne Tennant, Managing Director, General Counsel, Morgan Stanley Wealth Management
Steven M. Samuels, Managing Director, Head of Advisor Recognition and Field Engagement, Merrill Lynch
Christina Anderson, CFP®, CWS, Vice President, Fidelity
Don d'Adesky, Managing Director, Investments, Fixed Income Capital Markets, Raymond James
Christopher Jay, Senior Vice President, Wealth Management Advisor, Merrill Lynch
Nancy Osmond Popovich, Managing Director, Portfolio Manager, Baird
Matthew Wunder, Wealth Management Advisor, Northwestern Mutual Wealth Management Company
Ryan Robson, Principal, Digital Product Management, Edward Jones
Ryan Burwell, Director of Private Wealth Management Tech Strategy and Best Practices, Baird
Peter Chagalis, Director of Wealth Workflow, Refinitiv
Carmen Gary, Senior Vice President, Chief of Staff, D.A. Davidson & Co.
Bharat Sawhney, Partner, Wealth & Asset Management, Sia Partners
Robin Stoner, Managing Director, Head of Digital Adoption, Merrill Lynch
Paul Santucci, Head of Field Development & Productivity, UBS
Stephanie Condra, Sales, Strategy and Programs, BMO
Linda Erickson, Head of Branch Infrastructure, Fidelity Investments
Christopher Mone, Executive Vice President, Head of Wealth Management, Wedbush Securities
Tom Sagissor, President, RBC Wealth Management - US, RBC
Thomas M. Walrond, Senior Vice President and Eastern Division Director, Raymond James & Associates
Lisa Bleier, Managing Director and Associate General Counsel, SIFMA
Jesse Hill, Principal, Government and Regulatory Relations, Edward Jones
Elizabeth Varley, Vice President - Federal Government Affairs, Ameriprise
