FEATURED LUNCHEON SPEAKER
 |
Eugene H. Robinson Pulitzer-Prize winning Columnist The Washington Post Political Analyst MSNBC |
SIFMA’s 15th Annual Fixed Income Legal & Compliance Conference will address the changing legal, regulatory and business issues facing the industry.
Register today to learn the latest on how these changes are impacting your business. If you are responsible for compliance or legal issues within your firm or interested in learning more on these topics, make it your priority to attend.
WHO SHOULD ATTEND
This event will be of particular interest to compliance officers and managers, chief administrative officers, attorneys, general counsels, risk officers, credit officers and heads of regulatory and policy departments.
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education. This program qualifies for “Non-Transitional” Professional New York State Continuing Legal Education Credits. This session is not eligible for newly admitted attorneys. Fee reduction may be available for qualified registrants.
PROGRAM TOPICS
- Fixed Income Regulation
- Litigation and Enforcement Update
- Primary Market Issues
- Municipal Securities
- Compliance Roundtable
- Treasury/Repo Securities
Registration Fees
$895 for SIFMA member firms
$1,095 for non-member firms
$395 for regulators
Click here to register.
Related Conference
JOINT discount information
To register for both events at a discounted member rate of $1395, non-member rate of $1895, or regulator rate of $595, contact Laura Cunningham at 212.313.1144 or email lcunningham@sifma.org.