Now in its tenth year, SIFMA’s Anti-Money Laundering and Financial Crimes Conference is the securities industry’s premier event for anti-money laundering compliance and practices. The conference has sold out every year and draws hundreds of participants.
The conference brings together the leading experts from industry, the regulatory agencies, and law enforcement to discuss the most recent developments and requirements in anti-money laundering laws. Past programs have included representatives from the Financial Crimes Enforcement Network, Securities and Exchange Commission, Department of Justice, FINRA, Comptroller of the Currency, FBI, Department of Homeland Security, and the U.K.’s Financial Services Authority.
Topics include recent enforcement actions, what firms can expect on examinations, Know Your Customer procedures, correspondent and private banking account due diligence requirements, how introducing and clearing firms coordinate AML responsibilities, and suspicious activity trends and reporting.
Why You Should Attend
Anti-money laundering compliance has become an integral part of a firm’s overall compliance program and continues to be a high priority for regulators. This conference will be the focal point for the leading experts to share their insights, provide guidance and address participants’ questions and concerns. You will learn what you need for your compliance program from anti-money laundering professionals.
Who Should Attend
This conference is aimed directly at brokerage industry professionals responsible for anti-money laundering compliance. This is a must for every firm.