For 37 years SIFMA’s Annual Operations Conference & Exhibit has gathered together senior operations professionals from across the financial industry. Conference attendees and participants include representatives from broker/dealers including regional and primary dealers, interdealer brokers, banks, financial service vendors, exchanges, regulators, transfer agents, clearance firms and now an ever increasing presence from the buyside. In 2010 this event will develop its program to encompass and address the most critical changes and reforms impacting the financial industry since the 1930’s. Participants will benefit from an opportunity to obtain diverse perspectives on operational matters impacting your bottom line, as well as providing a clearer vision of future industry trends and proposed business process enhancements.
This conference is a must for all industry professionals associated with operations, compliance, risk, technology and business continuity.
Conference Information
For information on how to register, please contact Lisette Rios at 212.313.1210 or lrios@sifma.org.
For information regarding program content, please contact Tom Tierney at 212.313.1237 or ttierney@sifma.org.
Sponsorship Opportunities
For information on how you can be a part of this event, please contact Diana Serri at 212.313.1258 or dserri@sifma.org.
REGISTRATION FEES
$1095 per registrant for SIFMA member firms
$1395 per registrant for non-member firms
$595 for regulators
Program Topics
- The Obama Administration’s Financial Regulatory Reform Proposal
- SEC and SRO Regulatory Rule Proposals and Examination Priorities
- Systemic Risk and its Potential Impact on Operations
- Industry Operations Matters, Projects and Market Practice Initiatives
- The Evolution of Technology, Business Continuity and Security Practices
- Clearance and Settlement
- Market Structure Reform
- Risk Management
- Buyside and Investor Operations
- Cost Basis Reporting
