Attend the financial service industry's flagship one-day event, hosted by the largest trade association.

We are just at the beginning of a regulatory reform, process which will fundamentally redefine our industry and the way in which we do business. This year's event will bring together industry participants from across the globe to discuss navigating a path through this evolving regulatory landscape and the current economic environment.

Conference Information

For information on how you can register please contact Lisette Rios at 212.313.1210 or

For information regarding program content please contact Leslie Norwood at 212.313.1130 or


For information on how you can be a part of this event please contact Kevin Fox at 212.313.1292 or

Program Topics

  • Fixed Income Regulation
  • Litigation and Enforcement Update
  • The Changing Environment
  • Primary Market Issues
  • Retirement Advisor Issues
  • Municipal Securities
  • Compliance Roundtable
  • Treasury/Repo Securities
  • MBS/Structured Products
  • Developing New Products and Services


$895 per registrant for SIFMA member firms
$1095 per registrant for non-member firms
$395 per registrant for Regulators