Annual Meeting Highlights

 Audio & VideoSpeeches |  Press Releases | Media Coverage

Audio / Video

Listen to Audio Icon Listen to remarks of Timothy F. Geithner: A Conversation with the U.S. Treasury Secretary

Listen to Audio Icon Listen to the remarks from the Market Structure Panel Lock icon (SIFMA Member Only)

Listen to Audio Icon Listen to the remarks of Lars Nyberg

Listen to Audio Icon Listen to the remarks from the Municipal Securities Panel Lock icon (SIFMA Member Only)

Watch Video icon Watch video or listen to audio from the panel: The View from the C-Suite: Perspectives on Financial Services Regulatory Reform Lock icon (SIFMA Member Only)

Watch Video icon Watch Jonathan Spector's speech or listen to his remarks

Listen to Audio Icon Listen to the remarks of Jamie Dimon, Chairman of the Board & CEO, JPMorgan Chase 

Listen to Audio Icon Listen to the remarks of Tom Nides, Chief Administrative Officer and Secretary, Morgan Stanley

Watch Video icon Watch Tim Ryan's speech or listen to his remarks

Listen to Audio Icon Listen to the remarks of Mary Schapiro

Bloomberg TV: Tim Ryan’s appearance on Bloomberg TV from SIFMA’s Annual Meeting (video) - October 27, 2009

 

Speeches

Remarks of Richard G. Ketchum, Chairman & CEO, FINRA

Remarks of Lars Nyberg, Deputy Governor, The Riksbank

Remarks of Jonathan Spector, CEO, The Conference Board

Remarks of T. Timothy Ryan, President & CEO, SIFMA

Remarks of Mary Schapiro, Chairman,  SEC

  

Press Releases

Edward Jones, Wells Fargo Advisors and Goldman Sachs Recognized With Diversity Awards at SIFMA Annual Meeting - October 27, 2009

SIFMA’s Board of Directors Announces Newly Elected Officers  - October 27, 2009

 

Media Coverage

Reuters: Geithner sees dollar remaining global reserve unit by Walden Siew and Al Yoon - October 27, 2009

Reuters: Geithner sees good case for extending some stimulus by Walden Siew and Al Yoon - October 27, 2009

Reuters: Finance sector is "mixed picture," Geithner says by Walden Siew and Al Yoon - October 27, 2009

Wall Street Journal: Finra CEO Calls On Brokerages To Review Disclosure Practices by Suzanne Barlyn - October 27, 2009

Securities Industry News: SIFMA Panel Clashes on Fiduciary Duty - October 27, 2009

Wealth Manager: SEC Chair Speaks to SIFMA, SIFMA's annual meeting opens and there's a lot to talk about by Kathleen M. McBride - October 27, 2009

MarketWatch: Dimon sees need for systemic regulator by Greg Morcroft - October 27, 2009

Bloomberg: JPMorgan’s Dimon Says He Won’t Recruit Rivals’ Staff (Update1) by Elizabeth Hester - October 27, 2009

Advanced Trading: SEC Drafting Proposals on Sponsored Access, HFT by Cristina McEachern Gibbs - October 27, 2009

Crain's New York: Jamie Dimon: Bigger is still better, bankwise by Aaron Elstein - October 27, 2009

CNN Money: Dimon defends dollar -- and JPMorgan by Katie Benner, writer-reporter and David Ellis, CNNMoney.com staff writer - October 27, 2009

Financial Planning: Dimon: Big Banks Can Fail, but Have Rules to Handle it; JPMorgan is looking to hire top advisors by Lee Conrad - October 27, 2009

Wall Street Journal: Dimon Says U.S. Needs Strong Dollar by Matthias Rieker - October 27, 2009

Reuters: JPMorgan Looks to Add Financial Advisers by Elinor Comlay and Steve Orlofsky - October 27, 2009

Securities Industry News: Dimon: Consumer Protection Agency Not Needed. Consumer Protection Is. by Tom Steinert-Threlkeld - October 27, 2009

On Wall Street: SIFMA's Ryan: Systemic Risk Still Needs to Be Addressed by Lee Conrad - October 27, 2009

MarketWatch: J.P. Morgan Chase's Dimon: US needs strong dollar by Matthias Rieker - October 27, 2009

Registered Rep: Schapiro: Don't Expect Respite From Reform by Halah Touryalai - October 27, 2009

Investment News: Morgan Stanley's Tom Nides tapped as next SIFMA chair by Jessica Toonkel Marquez - October 27, 2009

The Deal: Finance execs on reg reform at SIFMA - October 27, 2009

Investment Executive: Morgan Stanley’s Nides elected new chairman of SIFMA; RBC’s Taft becomes chairman-elect by James Langton - October 27, 2009

Investment News: Schapiro voices concern about passing RIA regulation to overburdened states; SEC chairman also addresses fiduciary standards of care for brokers and advisers by Jed Horowitz - October 27, 2009

Bank Investment Consultant: Schapiro Pushes Again for Creating a Fiduciary Standard by Paul Menchaca - October 27, 2009

MarketWatch: Goldman Sachs defends dark pools, short selling by Joan E. Solsman - October 27, 2009

Wall Street Journal: SEC Examining 'Sponsored Access' by Fawn Johnson - October 27, 2009

MarketWatch: SEC to heighten scrutiny of trading systems by Greg Morcroft - October 27, 2009

Investment News: Schapiro: SEC to begin scrutinizing risks related to retirement products by Sara Hansard - October 27, 2009

The Deal: Mary Shapiro on the crisis, regulatory overhaul - October 27, 2009

Operations Management: SEC's Schapiro Targets OTC Reform Bill By Year-End (subscription required) - October 27, 2009

MarketWatch: Schapiro gives support to hedge fund registration by Greg Morcroft - October 27, 2009

Securities Industry News: S.E.C. Homing In On Sponsored Access, Chairman Says (subscription required) by Tom Steinert-Threlkeld - October 27, 2009

Derivatives Week: SEC's Schapiro Optimistic On OTC Reform Timeline (subscription required) by Katy Burne - October 27, 2009

Bloomberg TV: Tim Ryan’s appearance on Bloomberg TV from SIFMA’s Annual Meeting (video) - October 27, 2009

Investment News: Schapiro speaks: The SEC chair's opening address at the SIFMA annual conference - October 27, 2009

DJNewswires: SEC Examining 'Sponsored Access' Deals Between Brokers, Traders by Fawn Johnson - October 27, 2009

Reuters: SEC seeks to curb naked access, expose fast trades by Elinor Comlay - October 27, 2009

MarketWatch: Schapiro says SEC eyeing co-location issue by Greg Morcroft - October 27, 2009

Poiltico: Charlie Rose moderates Geithner, Dimon in NYC -- SIFMA President Tim Ryan: 'The financial sector … is stable' by Ben White, Eamon Javers, Victoria McGrane and Mike Allen - October 27, 2009

 

 

Please check back. More highlights from SIFMA's Annual Meeting will be posted throughout today and tomorrow.