Now in its ninth year, SIFMA’s Anti-Money Laundering and Financial Crimes Conference is the securities industry’s premier event for anti-money laundering compliance training. The conference brings together the leading experts from industry, the regulatory agencies, and law enforcement to discuss the most recent developments in anti-money laundering compliance and financial crime.
The program will include representatives from the Financial Crimes Enforcement Network, Securities and Exchange Commission, Department of Justice, FINRA, Comptroller of the Currency, FBI, and the Department of Homeland Security.
Topics will include:
- Regulatory Update
- Recent Enforcement Actions
- Examination Findings and Trends
- Cyber Fraud
- Law Enforcement Agency Report
- Due Diligence for Hedge Funds and other Intermediaries
- Discussion of the Biggest Challenges in AML Compliance
Why You Should Attend
The spread of global financial crime, trade based money laundering, mortgage fraud, terrorist financing, international narcotics trafficking, and cyber crime has made anti-money laundering compliance an integral part of a firm’s overall compliance program. Effective anti-money laundering compliance is essential to protect your firm and continues to be a high priority for regulators.
This conference will be the focal point for the leading experts to share their insights, provide guidance and address participants’ questions and concerns. You will learn what you need for your compliance program from anti-money laundering professionals.
Who Should Attend
This conference is aimed directly at brokerage industry professionals responsible for anti-money laundering compliance. This is a must for every firm.