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Actimize


Mitigating transactional risk across enterprise silos, Actimize is a leading provider of software solutions for anti-money laundering, brokerage compliance and fraud prevention. Built on a patented, scalable and extensible analytics platform, Actimize solutions enable financial institutions to increase their insight into real-time customer behavior and improve risk and compliance performance. Six of the top 10 global banks and eight of the top 10 U.S. brokerages use Actimize solutions to process hundreds of millions of transactions a day. Actimize, a NICE Systems (NASDAQ: NICE) company, has offices in New York, Israel, London and Tokyo. For more information, go to www.actimize.com.

Contact: Rhiannon Staples, Director - Marketing Communications, Actimize Inc., 1359 Broadway, 5th Floor, New York, NY 10018 . . . 212.643.4600. . . rhiannon.staples@actimize.com . . . www.actimize.com



Bankers Almanac

Bankersalmanac.com is a leading provider of reference data to the banking industry. Our portfolio of solutions help financial decision-makers to make payments, conduct due diligence, assess risk and perform research on the world’s banks.

The Bankersalmanac.com Due Diligence Repository provides a single, central source of primary information required to conduct due diligence checks on bank counterparties. Developed in association with the Wolfsberg Group*, the Repository contains copies of key documents including Bank Licences, USA Patriot Act/Foreign Bank Certification, AML controls, Annual Reports and The Wolfsberg Group* Anti-Money Laundering Questionnaire.

For more information or to request a complimentary trial, please contact us on the details below.

Contact: Basel Shabani, Business Development Manager, Bankersalmanac.com, 360 Park Avenue South, 13th Floor, New York, NY 10010 . . . 212.791.4225  . . . basel.shabani@bankersalmanac.com .  . . www.bankersalmanac.com


BDO Consulting


BDO Consulting’s Anti-Money Laundering (AML) practice assists financial institutions and organizations by providing compliance, advisory and forensic services to help comply with regulatory mandates, address enforcement actions and mitigate the risks associated with money laundering schemes. Our team of AML professionals is comprised of Certified Public Accountants, Certified Fraud Examiners, Certified Anti-Money Laundering Specialists, former federal law enforcement professionals, forensic accountants, licensed private investigators, former members of accounting standards-setting bodies and technology specialists.

 

We provide AML services to a broad cross-section of the financial services industry, including domestic and foreign banks, broker/dealers, insurance companies, large money services businesses, hedge funds, diamond and precious gems traders, precious metal traders and trade finance entities. As a U.S. Member Firm of BDO International, we are able to access AML resources throughout the United States and around the world.

For more information about our AML practice, please visit www.bdoconsulting.com

Contact: Ralph M. Fatigate , Managing Director, BDO Consulting, 135 W. 50th Street, 23rd Floor, New York, NY 10020 . . . 212.885-8368 . . . rfatigate@bdo.com . . . www.bdoconsulting.com



Bingham McCutchen

Bingham McCutchen, with nearly 1,000 lawyers in 13 offices in the U.S. and around the world, including leading financial and regulatory centers such as New York, Boston, London, Washington and Tokyo, offers focused, results-oriented and cost-effective representation to the financial services industry. Our premier Securities Area provides a fully-integrated set of legal services targeted to the needs of the securities industry, and encompasses nearly 120 attorneys from our Broker-Dealer, Investment Management and Securities Litigation practices. These groups are dedicated to providing counseling, regulatory compliance, enforcement and defense services to broker-dealers, investment advisers, investment managers, investment banks, mutual funds, hedge funds and other private investment funds, accounting firms, insurance companies, public companies, officers and directors. They are complemented by the offerings of our affiliate Bingham Consulting Group, which helps national and global companies create and execute effective multistate political strategies.

Contact: Neal E. Sullivan, Practice Group Leader, Broker-Dealer; Co-chair, Securities Area, Bingham McCutchen LLP, 2020 K Street NW, Washington, DC 20006 . . . 202.373.6159 . . . neal.sullivan@bingham.com . . . www.bingham.com


Booz Allen                  IMAG


Booz Allen Hamilton has been at the forefront of strategy and technology consulting for more than 90 years. Providing a broad range of services in strategy, operations, organiza­tion and change, information technology, systems engineer­ing, and program management, Booz Allen is committed to delivering results that endure. www.boozallen.com/fas

About IMAG

IMAG provides Anti-Money Laundering (AML) risk manage­ment and regulatory compli­ance solutions to the world’s largest financial institutions using proven methodologies and its COOLMaps software. Since 1993, IMAG has been a leading consultant practice in the AML space. www.imagny.com


Booz Allen Hamilton and the International Management Advisory Group (IMAG) have combined our respective experience in national security and banking to offer a proven process and methodology to detect patterns of terrorist financing with certainty.

Booz Allen Hamilton Contact: Bill Wansley, Officer, Booz Allen Hamilton, 8283 Greensboro Drive,
McLean, Virginia 22102 . . . 703.902.6874 . . . wansley_bill@bah.com 
 . . . or . . . Robert Perlman,
Executive Advisor, Booz Allen Hamilton, 101 Park Avenue, 20th floor, New York, NY 10178 . . .
212.551.6680 . . . perlman_robert@bah.com . . . www.bah.com


IMAG Contact: Robert Cone, Managing Partner, IMAG, 1270 Avenue of the Americas, Suite 2911, New York, NY 10020 . . . 212.697.2424 . . .
rcone@imagny.com . . . www.imagny.com

 

 
Daylight

Daylight Forensic & Advisory is an international regulatory consulting and investigative firm specializing in financial investigations and forensic accounting, anti-money laundering consulting, regulatory compliance, forensic technology services, healthcare compliance, and fraud risk management. Daylight Forensic’s professionals have unparalleled legal, law enforcement and “Big Four” accounting experience, letting the firm address almost any corporate or government investigation. Daylight has three U.S. offices and an EU-compliant electronic discovery lab and office in London from which it serves private and public clients around the world. Daylight is EU Safe Harbor Certified.

Contact: Ellen Zimiles, Chief Executive Officer, Daylight Forensic & Advisory, 1 Rockefeller Plaza,
18th Floor, New York, NY 10020 . . . 212.554.2602 . . . 
ezimiles@daylightforensic.com . . . www.daylightforensic.com




Deloitte


The professionals in the Anti-Money Laundering (“AML”) Services practice of Deloitte Financial Advisory Services LLP (“Deloitte FAS”) have assisted clients with anti-money laundering issues for more than 20 years. Working with the other Deloitte U.S. entities as well as the Deloitte Touche Tohmatsu (DTT) worldwide network of member firms, we have designed, reviewed, enhanced, implemented and monitored numerous anti-money laundering detection and compliance programs for clients around the world. Our work has included assessing AML risk at the enterprise and business unit level, drafting and enhancing policies and procedures, creating and delivering training modules, compliance assessments, forensic “look backs” pursuant to regulatory orders, internal controls assessments, selection and implementation of technology solutions, internal investigations and the creation of enterprise-wide private sector Financial Intelligence Units (FIUs). Deloitte also facilitates the AML Strategic Leadership Group, a discussion forum consisting of more than 1700 members from over 170 institutions.

Contact: Michael Zeldin, Principal, Deloitte Financial Advisory Services LLP, 555 12th St NW, Suite 500, Washington D.C. 20004 . . . 202.378.5025 . . .mzeldin@deloitte.com . . . www.deloitte.com/aml


DOWJONES

In the fight against money laundering, illicit payments and other illegal activity, you need detailed, up-to-date information. Dow Jones Watchlist provides a comprehensive response on "politically exposed persons" offering accurate information on this group of people in every country.

Dow Jones Watchlist identifies more than 500,000 heightened-risk public figures, their associates and organizations globally, alerting you to those that require enhanced scrutiny.

Complemented by international lists of officially sanctioned individuals and entities, detailed country profiles and an award-winning searchable news archive, Dow Jones Watchlist can help maximize your compliance efforts by ensuring that you truly “Know Your Customer.”


Contact: Robert Rosen, Sales Specialist, Dow Jones, 770.551.0024 . . . robert.rosen@dowjones.com . . .
www.dowjones.com



Goodwin Procter


Goodwin Procter LLP is one of the nation’s leading law firms, with 950 attorneys and offices in Boston, London, Los Angeles, New York, Palo Alto, San Diego, San Francisco and Washington, D.C. The firm counsels financial services companies - including broker-dealers, investment advisers, banks and fund families - in complex compliance matters involving federal and state banking and securities laws. The firm excels at complex and sophisticated transactional work and precedent-setting, bet-the-company litigation. Its attorneys combine in-depth legal knowledge with practical business experience to deliver outstanding results for clients.

Contact: Satish M. Kini, Partner, Goodwin Procter LLP, 901 New York Avenue, N.W., Washington, DC 20001 . . . 202.346.4313 . . . skini@goodwinprocter.com . . . www.goodwinprocter.com

 
KPMG


KPMG ForensicSM is an international network of professionals within KPMG’s member firms who are committed to helping businesses prevent, detect, and respond to serious integrity risks. Consisting of a diverse team of former prosecutors, regulators, and law enforcement agents, as well as forensic accountants and IT professionals, KPMGs Forensic professionals help a broad spectrum of financial institutions develop robust compliance programs, including anti–money laundering (AML), fraud, and misconduct programs. Our clients, which include banks, securities firms, credit card operators, mutual funds, casinos, and Money Services Business, can confidently face the challenges posed by the USA PATRIOT Act, Bank Secrecy Act, as well as fraud and misconduct. Our specific AML services include risk identification, assessment and categorization, investigation, lookbacks, gap analysis, restructuring, monitoring, and training and education. In today's volatile business climate, KPMG Forensic can help keep your business pointed in the right direction. http://www.us.kpmg.com/services/

Contact: Teresa A. Pesce, Principal, Anti-Money Laundering Service Line Leader, KPMG Forensic, 345 Park Avenue, New York, NY 10154 . . . 212.872.6272 . . . tpesce@kpmg.com  or . . .Darren J. Donovan, Principal, National Banking & Finance Industry Leader, KPMG Forensic, 99 High Street, Boston, MA 02110 . . .617.988.1833 . . . djdonovan@kpmg.com . . . www.us.kpmg.com/services/

 



Norkom

Norkom is a market-leading provider of innovative financial crime and compliance solutions to the global financial services industry. We enable organizations to take intelligent action, control their defenses and evolve their strategies against financial crime. By combining our unique financial crime and compliance technology platform with our deep domain expertise and extensive client experience, we offer a comprehensive set of solutions which can be scaled and customized to meet clients’ current and future needs – from anti-money laundering and customer due diligence to enterprise investigation of all types of fraud.


Contact: Dennis Greenberg, Senior Executive, Business Development, Norkom Technologies, Inc., 260 Franklin Street, Suite 1920, Boston, MA 02210 . . . 914.238.7822  . . . dennis.greenberg@norkom.com . . . www.norkom.com



Schulte Roths & Zabel


Schulte Roth & Zabel LLP, with 460 lawyers in New York, Washington, D.C., and London, has made its focus the financial services industry. The litigation department handles white-collar criminal defense and securities regulatory enforcement matters and includes a number of former federal prosecutors and government and self-regulatory organization (SRO) lawyers. This multidisciplinary practice also advises businesses and individuals on regulatory and compliance issues, including the implementation of policies and procedures relating to anti-money laundering statutes and regulations, OFAC sanctions programs and the FCPA. The group is headed by a litigation partner who is counsel to the Securities Industry and Financial Markets Association's Anti-Money Laundering and Financial Crimes Committee. Several other partners are also involved in the representation of clients in connection with grand jury investigations, administrative actions and regulatory exams involving securities and bank regulatory agencies in connection with alleged BSA/OFAC violations and money laundering, both domestic and international.

 

Contact: Betty Santangelo, Partner, Litigation Group, Schulte Roth & Zabel LLP, 919 Third Avenue, New York, NY 10022 . . . 212.756.2587 . . . betty.santangelo@srz.com . . . www.srz.com.


syfact

For over a decade, Syfact has become a leading global provider of investigative case management and enterprise intelligence solutions, best practices, and technologies. Today, as the company’s fourth generation of industry-leading solutions, the Syfact SCI Suite™ mitigates exposure to financial and reputational risk by discovering and preventing criminal activity, as well as promoting regulatory compliance. By creating a “universal investigative workspace”, the SCI Suite™ brings together all suspicious signals along with superior enterprise-wide intelligence, advanced analysis tools, and industry best practices, thereby playing a key role in enhancing clients’ ability to manage risk, promote operational efficiency and reputational integrity, and optimize stakeholder value. Trusted by the world’s largest and most respected financial institutions in the world, Syfact delivers products and services used by thousands of AML and financial crime professionals in the most complex and demanding enterprise environments. To learn more, please visit www.syfact.com.

Contact: Allen R. Bloomfeld, Director, Global Marketing, Syfact, 300 Main Street, 7th Floor, Stamford, CT 06901 . . . 203.961.1500 . . .allen.bloomfeld@syfact.com . . . www.syfact.com



World-Check

World-Check offers a ‘best of breed’ solution for assessing, managing and remediating financial, regulatory and reputational risks. This end-to-end solution and best practice covers the full spectrum of risk assessment and management across all major markets and industries.

Trusted by more than 3000 institutions world-wide, including over 90% of the world’s largest banks, World-Check’s risk intelligence, Enhanced Due Diligence reports, country risk and identity verification tools set the benchmark for risk reduction.

World-Check is represented across five continents. Our international research teams monitor emerging risk in 240 countries and territories worldwide and in more than 30 languages.

Contact: http://www.world-check.com/