Presentations
| Session Title |
View PDF | Daniel Stipano
Deputy Chief Counsel
Office of the Comptroller of the Currency
U.S. Department of the Treasury |
View PDF | Implementing Enterprise-Wide Anti-Money Laundering Program - 1 CLE Credit
Panelists will discuss how they have applied an AML program across an enterprise, how they view the risk-based approach, and the biggest challenges in AML compliance.
|
| | Moderator:
C. Rachel Romijn
Senior Vice President, Compliance Director
Wachovia
|
| | Panelists:
John G. Panagopoulos
Director
Head of Investigations and Surveillance
Global Financial Crime
Barclays Capital |
| | Arlene Semaya
Senior Vice President, Compliance Managing Director
JP Morgan Chase |
| |
Suzanne L. Williams
Manager, BSA/AML Risk
Bank Supervision and Regulation
Board of Governors of the Federal Reserve System |
| | Alan Williamson
Managing Director, Forensic Science
KPMG LLP |
| | Keynote Speaker
Lester M. Joseph
Principal Deputy Chief, Asset Forfeiture and Money Laundering Section
U.S. Department of Justice |
| |
Afternoon General Session
Cyber Fraud, Account Intrusion and Pump and Dump Schemes - 1 CLE Credit
This panel will discuss the convergence of AML and Anti-Fraud efforts. Focus will be on cyber fraud, identity theft, account takeovers and Pump and Dump schemes. Panelists will discuss industry alliances, collaborations, case studies and enforcement efforts. |
| | Moderator:
Jeff Horowitz
Managing Director, Chief AML, OFAC Officer
Pershing, LLC
|
View PDF | Panelists:
Dan Larkin
Unit Chief
Cyber Fusion Unit
National Cyber Forensics and Training Alliance
|
| | John Reed Stark
Chief, SEC Office of Internet Enforcement and Counselor to the Director
U.S. Securities and Exchange Commission |
| | Dane VandenBerg Program Director, Cyber Operations Division National Cyber-Forensics and Training Alliance |
| | Jeffrey D. Weiss
Managing Director, Anti-Money Laundering
Knight Equity Markets, L.P.
|
| | Law Enforcement and Suspicious Activity Reporting - 1 CLE Credit This panel will discuss case studies, how suspicious activity reports are used by law enforcement, the latest trends in money laundering and suggestions on how to conduct an investigation of suspicious activity. Focus will also be on issues related to filing, documenting and sharing SARs. |
| | Moderator:
Tim O'Neal Lorah Executive Director and Global Money Laundering Prevention Officer Morgan Stanley |
| | Panelists:
Marcy M. Forman
Director, ICE Office of Investigations
Department of Homeland Security
|
| | Mark E. Matthews
Partner
Morgan, Lewis & Bockius LLP
|
| | Stephen J. Shine
Chief Regulatory Counsel
Prudential Financial |
View PDF | Laura Williams
Supervisory Special Agent
Liaison to FinCEN
Federal Bureau of Investigation |