SEPTEMBER 23, 2008 |
8:00 a.m. – 8:30 a.m.
| Registration & Breakfast
General Session
Hosted by EMC Consulting
|
8:30 a.m. – 10:30 a.m. | Welcome and Opening Remarks |
| Walter Roesch
Director
Merrill Lynch, US Clearing Services
|
| | Project Overview and Update |
| | David Harrison
Vice President, Member Services
Options Clearing Corporation |
| | Mr. Harrison will provide an overview of the current project efforts and upcoming milestones. |
| |
Review of Industry Test Scripts |
| |
Karen Glad
Vice President, Requirements
Engineering
Options Clearing Corporation |
| | Ms. Glad will review the industry test scripts. |
| | Exchange and Utility Reports |
| | Moderator: |
| | Walter Roesch
Director
Merrill Lynch, US Clearing Services |
| | Panel: |
| | Steve Chodash
Director, Systems Planning
Chicago Board Options Exchange |
| | Erin Collins
Business Analyst
Options Clearing Corporation |
| | Amy Farnstrom
Director, Derivative Products
NYSE Arca Options |
| |
John Goode
Chief Information Officer
Boston Options Exchange |
| | Gary Grey
Product Manager, Business Solutions
FINRA |
| | Mark Grinbaum
Director, External Interfaces
International Securities Exchange |
| | Ken Hawley
Associate Vice President, Global Software Development
NASDAQ OMX |
| | Louis Lepore
Product Manager
Depository Trust & Clearing Corporation |
| | John Shelton
Project Manager
NASDAQ/OMX PHLX |
| | This session will cover what firms need to know in order to test connections with exchanges and utilities including how the certification process works. Discussion topics will include changes to the Large Options Position Report (LOPR), and requirements for Electronic Blue Sheet reporting. |
10:30 a.m. – 10:50 a.m. | Networking Break |
10:50 a.m. – 12:30 p.m. | Insight from the Industry |
| | Panel: |
| | Marilyn Hignett Stern
Principal
Regulatory & Capital Markets Consulting
Deloitte & Touche LLP |
| | Frank Pirih
Chairman, OSI Steering Committee
Vice President
Goldman Sachs |
| | Walter Roesch
Director
Merrill Lynch, US Clearing Services |
| | This panel will provide an update on how the industry is working together to accomplish the goals of the project. It will also cover suggested guidelines for front end displays and how to ensure our clients are ready. |
| | FIF Options Symbology Initiative Survey Report |
| | Tom Jordan
Chairman, FIF Advisory Committee
Jordan & Jordan |
| | Results of the FIF Options Symbology Survey of the OSI Committee and FIF member firms will be presented. Responses from broker dealers, service bureaus, vendors and exchanges will be summarized regarding internal identifiers, expanded symbol fields, representation on statements/confirms/screens, and an assessment of implementation resources required to complete OSI. |
| |
Service Provider Perspectives |
| | Moderator: |
| | Pat A. Scaglione
Senior Director
Broadridge Financial Solutions, Inc. |
| | Panel: |
| | Luciano Cintron
Chief Operating Officer
The Davidsohn Group |
| | Carlo Spano
Senior Product Consultant
Broadridge/SIS, Inc. |
| | Service providers will share updates on their related efforts and readiness for the associated project time lines. |
| |
Open Q&A Session |
| | Moderator: |
| | Walter Roesch
Director
Merrill Lynch, US Clearing Services |
| | This will be an open session with all previous panel members available to answer questions from the audience. |
12:30 p.m. | Adjournment |