Welcome
Join your colleagues for this 2-hour workshop devoted to ethics issues confronting lawyers in the financial services industry.
Date: Tuesday, June 3, 2008
Time: 9:00 - 11:00 AM
Location: SIFMA Conference Center
360 Madison Avenue - 17th Floor (Entrance on E. 45th St.)
New York City
Ethical Considerations of In-House Counsel
Topics Include:
Ethical Issues in Regulatory Investigations:
- Representing the company & its employees
- Dealing with former employees
- Candor vs. Confidentiality
Sarbanes-Oxley Reporting Up
Parent/Subsidiary and Director/Company Privilege & Conflict Issues -- When intra-corporate interests diverge
Multi-Jurisdictional Privilege & Conflict Issues -- When rules differ across borders
Please view program for speaker information.
New York CLE Credit Available - 2 Ethics Credits Available
Register Today!
Please contact Tricia Abate at (212) 313.1219 or tabate@sifma.org if you have any questions regarding registration.