Welcome

Join your colleagues for this 2-hour workshop devoted to ethics issues confronting lawyers in the financial services industry.

Date:        Tuesday, June 3, 2008

Time:        9:00 - 11:00 AM

Location:   SIFMA Conference Center
                360 Madison Avenue - 17th Floor  (Entrance on E. 45th St.)
                New York City

Ethical Considerations of In-House Counsel 

Topics Include:

Ethical Issues in Regulatory Investigations:

    • Representing the company & its employees
    • Dealing with former employees
    • Candor vs. Confidentiality

Sarbanes-Oxley Reporting Up

Parent/Subsidiary and Director/Company Privilege & Conflict Issues -- When intra-corporate interests diverge

Multi-Jurisdictional Privilege & Conflict Issues -- When rules differ across borders

Please view program for speaker information.

New York CLE Credit Available -  2 Ethics Credits Available

CLE Credit

Register Today!

Please contact Tricia Abate at (212) 313.1219 or tabate@sifma.org if you have any questions regarding registration.