Program

Tuesday, June 3, 2008  
9:00 - 11:00 AM  ETHICAL CONSIDERATIONS OF IN-HOUSE COUNSEL
 

A two-hour workshop devoted to ethical issues confronting lawyers in the financial securities industry.

 

Topics Include: 

Ethical Issues in Regulatory Investigations:

  • Representing the company & its employees
  • Dealing with former employees
  • Candor vs. Confidentiality

Sarbanes-Oxley Reporting Up

Parent/Subsidiary and Director/Company Privilege & Conflict Issues -- When intra-corporate interests diverge

Multi-Jurisdictional Privilege & Conflict Issues -- When rules differ across borders

 

Moderator:

 


Professor Bob S. Wiener
Professor of Legal Studies
Pace University Lubin School of Business

 

Panelists:

 Evan Davis

Evan A. Davis
Partner, Chair of Professional Responsibility Committee
Cleary, Gottlieb, Steen & Hamilton

 Joshua Levine

Joshua Levine
Senior Vice President Counsel
Citigroup

 Joseph Neuhau

Joseph E. Neuhaus
Chair of the New York State Bar Association Committee on Professional Ethics
Partner, Sullivan & Cromwell

 

Alan Reifenberg
Director
Credit Suisse