David Nason Featured

SIFMA’s 13th Annual Fixed Income Legal & Compliance Conference will address the changing legal, regulatory and business issues facing the industry. Register today to learn the latest on how these changes are impacting your business. This is a must-attend for compliance officers and managers, attorneys, general counsels, chief administrative officers, risk officers, credit officers, heads of regulatory and policy departments and fixed income traders.

If you are responsible for compliance or legal issues within your firm or interested in learning more on these topics, make it your priority to attend. 

 cle credit

7.5 New York CLE Credits Will Be Available. 


Who Should Attend:

This event will be of particular interest to compliance officers and managers, chief administrative officers, attorneys, general counsels, risk officers, credit officers and heads of regulatory and policy departments. 

Topics Include:

  • Fixed Income Regulation
  • Litigation and Enforcement Update
  • The Changing Environment
  • Primary Market Issues
  • Municipal Securities
  • Compliance Roundtable
  • Treasury/Repo Securities
  • MBS/Structured Products
  • Developing New Products and Services

For further information about registration, please contact:


Tricia Abate
(212) 313-1219